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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYB icon
176
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$2.43M 0.14%
54,569
-15,541
-22% -$702K
ZTS icon
177
Zoetis
ZTS
$32B
$2.41M 0.14%
20,426
+328
+2% +$40.6K
FXR icon
178
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$735M
$2.41M 0.14%
29,514
-3,744
-11% -$322K
QQQE icon
179
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.44B
$2.37M 0.14%
24,003
+602
+3% +$61.8K
FFEB icon
180
FT Vest US Equity Buffer ETF February
FFEB
$1.42B
$2.34M 0.14%
41,911
-989
-2% -$56.4K
VTIP icon
181
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$2.33M 0.13%
46,577
-11,709
-20% -$582K
OSCV icon
182
Opus Small Cap Value ETF
OSCV
$685M
$2.3M 0.13%
58,204
+2,352
+4% +$93.1K
ESGU icon
183
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$2.23M 0.13%
15,784
-137
-0.9% -$20.3K
ZM icon
184
Zoom
ZM
$28.7B
$2.23M 0.13%
+27,762
New +$2.33M
SHM icon
185
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$2.21M 0.13%
46,307
+1,023
+2% +$49.3K
VTV icon
186
Vanguard Morningstar Value ETF
VTV
$192B
$2.21M 0.13%
11,266
-569
-5% -$114K
SPYD icon
187
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$2.2M 0.13%
48,361
-1,268
-3% -$58.3K
TSLA icon
188
Tesla
TSLA
$1.38T
$2.2M 0.13%
5,913
+151
+3% +$62.2K
SO icon
189
Southern Company
SO
$102B
$2.19M 0.13%
22,707
+615
+3% +$56.9K
EFA icon
190
iShares MSCI EAFE ETF
EFA
$79.6B
$2.15M 0.12%
22,126
+1,382
+7% +$138K
IWD icon
191
iShares Russell 1000 Value ETF
IWD
$84.3B
$2.12M 0.12%
9,911
-251
-2% -$55K
KMB icon
192
Kimberly-Clark
KMB
$36.4B
$2.11M 0.12%
21,822
-73
-0.3% -$7.47K
QTEC icon
193
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.74B
$2.1M 0.12%
9,740
-544
-5% -$124K
SCZ icon
194
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$2.1M 0.12%
26,788
+1,705
+7% +$139K
BAC icon
195
Bank of America
BAC
$436B
$2.1M 0.12%
43,078
-938
-2% -$48.4K
IDV icon
196
iShares International Select Dividend ETF
IDV
$8.6B
$2.07M 0.12%
48,531
+18,761
+63% +$788K
BND icon
197
Vanguard Total Bond Market
BND
$161B
$2.03M 0.12%
27,588
+13,071
+90% +$970K
GPIQ icon
198
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.43B
$2.02M 0.12%
40,758
+6,405
+19% +$332K
XLY icon
199
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
$1.96M 0.11%
18,005
+2,409
+15% +$282K
ADME icon
200
Aptus Behavioral Momentum ETF
ADME
$307M
$1.96M 0.11%
39,615
+1,235
+3% +$63.4K
6 7
8
9 10

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DCP
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EP
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SWM
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SI
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MFM
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FWP
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GC
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.