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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
176
Vanguard High Dividend Yield ETF
VYM
$83.5B
$2.01M 0.13%
14,294
+160
+1% +$22K
XLV icon
177
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$2.01M 0.13%
14,467
+688
+5% +$93.1K
SO icon
178
Southern Company
SO
$107B
$2.01M 0.13%
21,205
+1,232
+6% +$115K
GSUS icon
179
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$2M 0.13%
21,698
-1,388
-6% -$123K
VXUS icon
180
Vanguard Total International Stock ETF
VXUS
$163B
$1.99M 0.13%
27,121
+6,432
+31% +$457K
SCZ icon
181
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$1.97M 0.13%
25,672
+1,553
+6% +$116K
CEG icon
182
Constellation Energy
CEG
$95.6B
$1.92M 0.12%
5,828
+408
+8% +$132K
JPIE icon
183
JPMorgan Income ETF
JPIE
$10.3B
$1.92M 0.12%
41,289
+8,503
+26% +$394K
TSLA icon
184
Tesla
TSLA
$1.3T
$1.91M 0.12%
4,293
+1,088
+34% +$377K
ETR icon
185
Entergy
ETR
$50B
$1.9M 0.12%
20,368
+8,953
+78% +$788K
ORCL icon
186
Oracle
ORCL
$423B
$1.89M 0.12%
6,705
+2,079
+45% +$529K
TCAF icon
187
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.3B
$1.87M 0.12%
49,608
– –
LCTU icon
188
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.84M 0.12%
25,375
-493
-2% -$34.4K
HDV
189
iShares Core High Dividend ETF
HDV
$14.8B
$1.82M 0.12%
74,380
-310
-0.4% -$7.49K
LRCX icon
190
Lam Research
LRCX
$390B
$1.78M 0.12%
13,310
+35
+0.3% +$3.71K
AAAU icon
191
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.78M 0.12%
46,580
-1,749
-4% -$59.8K
ON icon
192
ON Semiconductor
ON
$31.6B
$1.77M 0.12%
35,944
-1,353
-4% -$71.2K
VTEB icon
193
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.77M 0.11%
35,263
-1,254
-3% -$61.6K
MA icon
194
Mastercard
MA
$493B
$1.76M 0.11%
3,086
+121
+4% +$69.5K
SPYG icon
195
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.75M 0.11%
16,767
-70
-0.4% -$6.97K
CRWD icon
196
CrowdStrike
CRWD
$218B
$1.75M 0.11%
14,276
+832
+6% +$94.6K
VMBS icon
197
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.74M 0.11%
37,121
-2,345
-6% -$109K
LOW icon
198
Lowe's Companies
LOW
$125B
$1.73M 0.11%
6,867
+336
+5% +$82.5K
EWX icon
199
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$1.71M 0.11%
25,455
-47
-0.2% -$3.06K
GPIQ icon
200
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.37B
$1.68M 0.11%
31,943
+5,444
+21% +$276K
6 7
8
9 10

Similar funds

PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.