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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
176
iShares Select Dividend ETF
DVY
$23.6B
$1.64M 0.12%
14,032
-388
-3% -$42.7K
DIS icon
177
Walt Disney
DIS
$181B
$1.63M 0.12%
18,013
-86
-0.5% -$7.58K
HD icon
178
Home Depot
HD
$355B
$1.6M 0.12%
4,631
-216
-4% -$66.9K
FXR icon
179
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.59M 0.12%
24,548
-635
-3% -$37.3K
FM
180
DELISTED
iShares Frontier and Select EM ETF
FM
$1.57M 0.12%
59,625
+2,079
+4% +$54K
NUE icon
181
Nucor
NUE
$62.1B
$1.57M 0.12%
8,995
-4
-0% -$634
BAC icon
182
Bank of America
BAC
$442B
$1.56M 0.12%
46,278
-4,929
-10% -$144K
SYY icon
183
Sysco
SYY
$40.3B
$1.52M 0.11%
20,774
-540
-3% -$37.3K
DEM icon
184
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.52M 0.11%
37,297
-261
-0.7% -$9.99K
QTEC icon
185
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.49M 0.11%
8,498
+195
+2% +$30.4K
C icon
186
Citigroup
C
$226B
$1.47M 0.11%
28,655
-1,343
-4% -$59.5K
MRK icon
187
Merck
MRK
$318B
$1.44M 0.11%
13,224
-132
-1% -$13.7K
FXH icon
188
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$1.43M 0.11%
13,841
-41,749
-75% -$4.02M
PSX icon
189
Phillips 66
PSX
$81.4B
$1.43M 0.11%
10,748
-492
-4% -$58.8K
AAAU icon
190
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.4M 0.11%
68,746
+4,685
+7% +$91.8K
GSUS icon
191
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$1.4M 0.11%
21,388
+668
+3% +$40.9K
VMBS icon
192
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.37M 0.1%
29,573
+460
+2% +$20.3K
LCTU icon
193
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.35M 0.1%
25,798
+3,113
+14% +$152K
IWP icon
194
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.35M 0.1%
12,890
+9,198
+249% +$872K
ORCL icon
195
Oracle
ORCL
$423B
$1.32M 0.1%
12,518
+448
+4% +$48.9K
AMJ
196
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.32M 0.1%
51,875
-600
-1% -$15.1K
DE icon
197
Deere & Co
DE
$168B
$1.3M 0.1%
3,257
+159
+5% +$60K
FITB
198
Fifth Third Bancorp
FITB
$51.8B
$1.3M 0.1%
37,632
+398
+1% +$11K
AMD icon
199
Advanced Micro Devices
AMD
$789B
$1.29M 0.1%
8,759
+685
+8% +$80.7K
GIGB icon
200
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.29M 0.1%
27,840
+105
+0.4% +$4.62K
6 7
8
9 10

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VCM
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ESBC
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SFI
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DF
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.