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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
176
iShares S&P 100 ETF
OEF
$20.5B
$1.27M 0.11%
6,790
+961
+16% +$172K
QQQE icon
177
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$1.25M 0.11%
17,245
+500
+3% +$34.5K
QYLD icon
178
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.25M 0.11%
72,799
+15,546
+27% +$259K
QTEC icon
179
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.25M 0.11%
9,551
-362
-4% -$43.4K
HD icon
180
Home Depot
HD
$355B
$1.24M 0.11%
4,203
-412
-9% -$126K
XLU icon
181
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.24M 0.11%
36,546
+8,830
+32% +$299K
AMJ
182
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.21M 0.11%
54,611
-20,220
-27% -$456K
GIGB icon
183
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.21M 0.11%
26,444
+2,542
+11% +$115K
FXR icon
184
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.21M 0.11%
21,735
-367
-2% -$20.3K
SCHV
185
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.17M 0.1%
53,364
-3
-0% -$67
IVW icon
186
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.14M 0.1%
17,913
+534
+3% +$32.6K
QCOM icon
187
Qualcomm
QCOM
$176B
$1.14M 0.1%
8,941
+258
+3% +$32.1K
XYLD icon
188
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.14M 0.1%
28,146
+4,498
+19% +$181K
VTV icon
189
Vanguard Morningstar Value ETF
VTV
$192B
$1.13M 0.1%
8,203
-204
-2% -$28.6K
IJT icon
190
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.13M 0.1%
10,253
+810
+9% +$91.3K
SUB icon
191
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.08M 0.1%
10,354
+2,992
+41% +$312K
XLV icon
192
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.08M 0.1%
8,330
-1,289
-13% -$168K
PULS icon
193
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.07M 0.09%
+21,750
New +$1.07M
FXG icon
194
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.04M 0.09%
16,739
-1,200
-7% -$74.3K
ABT icon
195
Abbott
ABT
$187B
$1.04M 0.09%
10,255
+247
+2% +$26.1K
AMD icon
196
Advanced Micro Devices
AMD
$789B
$1.02M 0.09%
10,434
-1,048
-9% -$85.3K
XLK icon
197
State Street Technology Select Sector SPDR ETF
XLK
$123B
$994K 0.09%
13,164
+3,024
+30% +$208K
SOFI icon
198
SoFi Technologies
SOFI
$23.7B
$988K 0.09%
162,840
+135,374
+493% +$821K
IVE icon
199
iShares S&P 500 Value ETF
IVE
$49.8B
$976K 0.09%
6,430
+146
+2% +$22.1K
HYMB icon
200
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$959K 0.08%
38,288
+3,288
+9% +$82.2K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.