We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLH icon
176
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.16M 0.11%
10,736
+601
+6% +$65.1K
GOOG icon
177
Alphabet (Google) Class C
GOOG
$4.32T
$1.16M 0.11%
13,021
+493
+4% +$47K
FXR icon
178
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.14M 0.11%
22,102
+829
+4% +$42.2K
FXG icon
179
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.13M 0.11%
17,939
+1,325
+8% +$82.9K
UPS icon
180
United Parcel Service
UPS
$88.9B
$1.11M 0.11%
6,401
-253
-4% -$43.8K
MPC icon
181
Marathon Petroleum
MPC
$83.7B
$1.11M 0.11%
9,537
+697
+8% +$79.4K
ABT icon
182
Abbott
ABT
$187B
$1.1M 0.11%
10,008
+317
+3% +$32.8K
QQQE icon
183
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$1.07M 0.1%
16,745
+545
+3% +$35K
GIGB icon
184
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.06M 0.1%
23,902
-2,861
-11% -$126K
QTEC icon
185
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$1.04M 0.1%
9,913
-106
-1% -$11.4K
TLT icon
186
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$1.03M 0.1%
10,327
-43,647
-81% -$4.4M
IJT icon
187
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.02M 0.1%
9,443
+212
+2% +$23.3K
IVW icon
188
iShares S&P 500 Growth ETF
IVW
$77.6B
$1.02M 0.1%
17,379
-741
-4% -$44.5K
OEF icon
189
iShares S&P 100 ETF
OEF
$20.5B
$994K 0.1%
5,829
-3,276
-36% -$566K
DSI icon
190
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$987K 0.1%
13,754
-3,761
-21% -$270K
FISV
191
Fiserv Inc
FISV
$27.9B
$984K 0.1%
9,740
+87
+0.9% +$8.66K
XLU icon
192
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$977K 0.09%
27,716
+4,994
+22% +$170K
ACWV icon
193
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$970K 0.09%
10,211
-2,927
-22% -$275K
GSK icon
194
GSK
GSK
$106B
$970K 0.09%
27,597
+3,443
+14% +$115K
QCOM icon
195
Qualcomm
QCOM
$176B
$955K 0.09%
8,683
+840
+11% +$98.3K
XYLD icon
196
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$931K 0.09%
23,648
-478
-2% -$19K
SHOP icon
197
Shopify
SHOP
$195B
$917K 0.09%
26,412
-4,749
-15% -$162K
IVE icon
198
iShares S&P 500 Value ETF
IVE
$49.8B
$912K 0.09%
6,284
+428
+7% +$61.1K
QYLD icon
199
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$911K 0.09%
57,253
-406
-0.7% -$6.56K
FTXN icon
200
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$901K 0.09%
32,236
+1,052
+3% +$30.3K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.