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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
176
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-17,824
Closed -$920K
FXH icon
177
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-43,836
Closed -$4.72M
FXL icon
178
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-3,868
Closed -$432K
FXN icon
179
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-10,416
Closed -$83K
FXO icon
180
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-47,631
Closed -$1.63M
FXR icon
181
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
– –
-9,099
Closed -$457K
FXU icon
182
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-11,123
Closed -$316K
FYX icon
183
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
– –
-63,808
Closed -$4.91M
GBIL icon
184
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
– –
-6,330
Closed -$634K
GDX icon
185
VanEck Gold Miners ETF
GDX
$27.4B
– –
-6,772
Closed -$244K
GE icon
186
GE Aerospace
GE
$384B
– –
-8,141
Closed -$438K
GILD icon
187
Gilead Sciences
GILD
$165B
– –
-17,220
Closed -$1M
GIS icon
188
General Mills
GIS
$19.7B
– –
-13,897
Closed -$817K
GLD icon
189
SPDR Gold Trust
GLD
$142B
– –
-22,895
Closed -$4.08M
GM icon
190
General Motors
GM
$76.8B
– –
-8,595
Closed -$358K
B
191
Barrick Mining
B
$73.2B
– –
-26,958
Closed -$614K
GOOG icon
192
Alphabet (Google) Class C
GOOG
$4.32T
– –
-10,080
Closed -$883K
GOOGL icon
193
Alphabet (Google) Class A
GOOGL
$4.33T
– –
-29,760
Closed -$2.61M
GPC icon
194
Genuine Parts
GPC
$18.7B
– –
-2,886
Closed -$290K
GSBD icon
195
Goldman Sachs BDC
GSBD
$1.1B
– –
-16,400
Closed -$314K
GSK icon
196
CALL
GSK
GSK
$106B
– –
-800
Closed -$37K
GSK icon
197
GSK
GSK
$106B
– –
-19,205
Closed -$883K
GVI icon
198
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
– –
-1,705
Closed -$201K
GWRE icon
199
Guidewire Software
GWRE
$14.2B
– –
-11,425
Closed -$1.47M
GXC icon
200
State Street SPDR S&P China ETF
GXC
$482M
– –
-2,275
Closed -$296K
6 7
8
9 10

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.