We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
176
iShares US Financials ETF
IYF
$4.39B
– –
-4,188
Closed -$288K
IYH icon
177
iShares US Healthcare ETF
IYH
$3.71B
– –
-10,365
Closed -$447K
IYR icon
178
iShares US Real Estate ETF
IYR
$4.57B
– –
-5,763
Closed -$536K
IYW icon
179
iShares US Technology ETF
IYW
$25.5B
– –
-13,400
Closed -$779K
JLL icon
180
Jones Lang LaSalle
JLL
$16.7B
– –
-13,355
Closed -$2.33M
JNJ icon
181
Johnson & Johnson
JNJ
$625B
– –
-58,467
Closed -$8.53M
JPM icon
182
JPMorgan Chase
JPM
$950B
– –
-13,020
Closed -$1.81M
K
183
DELISTED
Kellanova
K
– –
-6,624
Closed -$430K
KBWD icon
184
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
– –
-17,795
Closed -$390K
KBWY icon
185
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
– –
-6,753
Closed -$211K
KMB icon
186
Kimberly-Clark
KMB
$36.5B
– –
-14,384
Closed -$1.98M
KMI icon
187
Kinder Morgan
KMI
$68.7B
– –
-25,385
Closed -$537K
KO icon
188
Coca-Cola
KO
$375B
– –
-65,150
Closed -$3.61M
LEG icon
189
Leggett & Platt
LEG
$1.31B
– –
-30,624
Closed -$1.56M
LOW icon
190
Lowe's Companies
LOW
$125B
– –
-5,592
Closed -$670K
LYG icon
191
Lloyds Banking Group
LYG
$91.3B
– –
-11,597
Closed -$38K
LZB icon
192
La-Z-Boy
LZB
$1.69B
– –
-107,751
Closed -$3.39M
MA icon
193
Mastercard
MA
$493B
– –
-1,631
Closed -$487K
MAIN icon
194
Main Street Capital
MAIN
$5.48B
– –
-4,851
Closed -$209K
MCD icon
195
McDonald's
MCD
$195B
– –
-20,157
Closed -$3.98M
MCHP icon
196
Microchip Technology
MCHP
$46B
– –
-47,752
Closed -$2.5M
MDT icon
197
Medtronic
MDT
$112B
– –
-40,901
Closed -$4.64M
META icon
198
Meta Platforms (Facebook)
META
$1.51T
– –
-13,655
Closed -$2.8M
MMM icon
199
3M
MMM
$94.3B
– –
-14,480
Closed -$2.14M
MO icon
200
Altria Group
MO
$114B
– –
-52,611
Closed -$2.63M
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.