We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPU icon
176
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$527M
$586K 0.11%
11,856
-1,650
-12% -$80.2K
RSPR icon
177
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$101M
$585K 0.11%
19,537
-2,428
-11% -$72.8K
UNH icon
178
UnitedHealth
UNH
$367B
$570K 0.11%
2,337
+452
+24% +$109K
VMBS icon
179
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$567K 0.11%
10,733
+1,927
+22% +$101K
CGC
180
Canopy Growth
CGC
$394M
$555K 0.11%
1,377
+136
+11% +$59.8K
IEMG icon
181
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$546K 0.11%
10,623
-2,898
-21% -$148K
DOC icon
182
Healthpeak Properties
DOC
$14.5B
– –
0
– –
IBM icon
183
IBM
IBM
$220B
$542K 0.11%
4,114
+1,695
+70% +$223K
GOOGL icon
184
Alphabet (Google) Class A
GOOGL
$4.38T
$533K 0.1%
9,860
+380
+4% +$22K
KNOW
185
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$533K 0.1%
13,677
-5,613
-29% -$219K
MORT icon
186
VanEck Mortgage REIT Income ETF
MORT
$377M
$524K 0.1%
22,599
+596
+3% +$13.8K
CVS icon
187
CVS Health
CVS
$123B
$522K 0.1%
+9,582
New +$516K
GSK icon
188
GSK
GSK
$104B
$517K 0.1%
10,337
+86
+0.8% +$4.32K
ACWI icon
189
iShares MSCI ACWI ETF
ACWI
$33.3B
$511K 0.1%
6,938
+334
+5% +$24.4K
DEM icon
190
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$497K 0.1%
11,125
+720
+7% +$31.5K
HYD icon
191
VanEck High Yield Muni ETF
HYD
$4.44B
$494K 0.1%
7,743
+694
+10% +$43.8K
KBWD icon
192
Invesco KBW High Dividend Yield Financial ETF
KBWD
$419M
$494K 0.1%
23,026
-6,986
-23% -$151K
EMB icon
193
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$489K 0.1%
4,317
-68
-2% -$7.5K
TIP icon
194
iShares TIPS Bond ETF
TIP
$14.5B
$489K 0.1%
4,235
+2
+0% +$227
BRK.B icon
195
Berkshire Hathaway Class B
BRK.B
$1.13T
$478K 0.09%
2,242
+35
+2% +$7.24K
SNDS
196
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$475K 0.09%
26,529
-2,372
-8% -$42.5K
AMGN icon
197
Amgen
AMGN
$219B
$472K 0.09%
2,560
+535
+26% +$95.8K
FDL icon
198
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$471K 0.09%
15,376
+1,650
+12% +$49.8K
IJT icon
199
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$471K 0.09%
5,160
-70
-1% -$6.29K
FXL icon
200
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$469K 0.09%
7,053
+746
+12% +$48.8K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.