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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
176
Healthpeak Properties
DOC
$14.8B
– –
0
– –
DEM icon
177
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$492K 0.11%
10,292
+2,878
+39% +$138K
XLK icon
178
State Street Technology Select Sector SPDR ETF
XLK
$124B
$491K 0.11%
15,004
+2,896
+24% +$97.3K
FEX icon
179
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$490K 0.11%
8,382
+2
+0% +$120
GSBD icon
180
Goldman Sachs BDC
GSBD
$1.1B
$464K 0.1%
24,250
+10,800
+80% +$224K
FXY icon
181
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
$457K 0.1%
+5,073
New +$449K
FXU icon
182
First Trust Utilities AlphaDEX Fund
FXU
$825M
$455K 0.1%
17,924
-91
-0.5% -$2.28K
KBWD icon
183
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$455K 0.1%
20,051
+3,757
+23% +$85.8K
REM icon
184
iShares Mortgage Real Estate ETF
REM
$548M
$453K 0.1%
10,660
+2,083
+24% +$88.6K
FDL icon
185
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$452K 0.1%
16,026
-3,900
-20% -$115K
ILF icon
186
iShares Latin America 40 ETF
ILF
$3.76B
$449K 0.1%
11,950
-11,189
-48% -$419K
FTXO icon
187
First Trust Nasdaq Bank ETF
FTXO
$311M
$447K 0.1%
15,143
+5,547
+58% +$172K
PGX icon
188
Invesco Preferred ETF
PGX
$3.79B
$444K 0.1%
30,441
-996
-3% -$14.5K
FXD icon
189
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$439K 0.1%
10,710
– –
USRT icon
190
iShares Core US REIT ETF
USRT
$4.63B
$438K 0.1%
9,717
-3,887
-29% -$178K
MRK icon
191
Merck
MRK
$318B
$435K 0.1%
8,363
+552
+7% +$29.8K
SO icon
192
Southern Company
SO
$107B
$429K 0.09%
9,612
-132
-1% -$5.86K
IJS icon
193
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$418K 0.09%
5,538
+838
+18% +$64.4K
META icon
194
Meta Platforms (Facebook)
META
$1.51T
$418K 0.09%
2,616
-3,137
-55% -$563K
SPHD icon
195
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$415K 0.09%
10,524
+53
+0.5% +$2.16K
C icon
196
Citigroup
C
$226B
$409K 0.09%
6,058
+751
+14% +$56.4K
IYR icon
197
iShares US Real Estate ETF
IYR
$4.65B
$409K 0.09%
5,425
-46
-0.8% -$3.49K
USO icon
198
United States Oil Fund
USO
$1.84B
$406K 0.09%
3,876
-154
-4% -$15.6K
ABT icon
199
Abbott
ABT
$187B
$405K 0.09%
6,763
+1,256
+23% +$75.7K
GGG icon
200
Graco
GGG
$13.5B
$395K 0.09%
8,634
– –
6 7
8
9 10

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.