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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
176
Cisco
CSCO
$480B
$494K 0.12%
14,678
+3,296
+29% +$105K
VNQI icon
177
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$490K 0.11%
8,243
+4
+0% +$234
VOOV icon
178
Vanguard S&P 500 Value ETF
VOOV
$6.7B
$486K 0.11%
4,679
+1,144
+32% +$117K
XLV icon
179
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$485K 0.11%
5,938
-42
-0.7% -$3.37K
PGF icon
180
Invesco Financial Preferred ETF
PGF
$676M
$475K 0.11%
25,065
-574
-2% -$10.9K
IJT icon
181
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
$474K 0.11%
5,760
+186
+3% +$14.5K
MMD
182
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
$471K 0.11%
23,447
+1,737
+8% +$34.8K
SCHV
183
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$466K 0.11%
26,958
-996
-4% -$16.9K
BNDX icon
184
Vanguard Total International Bond ETF
BNDX
$82.3B
$452K 0.11%
8,275
+1,511
+22% +$82.5K
XLK icon
185
State Street Technology Select Sector SPDR ETF
XLK
$123B
$447K 0.1%
15,144
-1,230
-8% -$35.4K
HYMB icon
186
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$445K 0.1%
15,598
+510
+3% +$14.6K
PGX icon
187
Invesco Preferred ETF
PGX
$3.81B
$425K 0.1%
28,302
+1,629
+6% +$24.6K
FXD icon
188
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$412K 0.1%
10,710
-3,312
-24% -$123K
CVRR
189
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
PM icon
190
Philip Morris
PM
$291B
$409K 0.1%
3,680
+117
+3% +$13.6K
SPHD icon
191
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$407K 0.09%
9,933
-278
-3% -$11.2K
FDX icon
192
FedEx
FDX
$74.1B
$405K 0.09%
1,796
– –
GCE
193
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$403K 0.09%
24,966
+207
+0.8% +$3.42K
MMP
194
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
SO icon
195
Southern Company
SO
$107B
$386K 0.09%
7,852
+175
+2% +$8.48K
MORT icon
196
VanEck Mortgage REIT Income ETF
MORT
$380M
$383K 0.09%
15,167
+928
+7% +$22.9K
MRK icon
197
Merck
MRK
$316B
$381K 0.09%
6,238
+654
+12% +$39.6K
WELL icon
198
Welltower
WELL
$167B
$370K 0.09%
5,263
-698
-12% -$50.8K
IYR icon
199
iShares US Real Estate ETF
IYR
$4.67B
$369K 0.09%
4,623
-46
-1% -$3.69K
KBWD icon
200
Invesco KBW High Dividend Yield Financial ETF
KBWD
$421M
$362K 0.08%
15,044
+1,136
+8% +$27K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.