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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
176
Southern Company
SO
$107B
$392K 0.11%
7,961
-1,522
-16% -$74.8K
VNQI icon
177
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$390K 0.11%
7,877
+520
+7% +$27K
JXI icon
178
iShares Global Utilities ETF
JXI
$309M
$389K 0.11%
8,712
+350
+4% +$15.8K
XLE icon
179
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$387K 0.11%
10,264
-2,694
-21% -$97.4K
FMB icon
180
First Trust Managed Municipal ETF
FMB
$2.06B
$381K 0.11%
7,441
+2,840
+62% +$149K
USRT icon
181
iShares Core US REIT ETF
USRT
$4.6B
$370K 0.1%
7,586
+315
+4% +$15K
PCY icon
182
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$367K 0.1%
12,986
+564
+5% +$16.3K
IJT icon
183
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$364K 0.1%
4,848
-5,092
-51% -$359K
IYR icon
184
iShares US Real Estate ETF
IYR
$4.63B
$348K 0.1%
4,518
+593
+15% +$45.1K
SDY icon
185
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$348K 0.1%
4,062
– –
AOM icon
186
iShares Core Moderate Allocation ETF
AOM
$1.77B
$344K 0.1%
9,762
+73
+0.8% +$2.58K
IJS icon
187
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$339K 0.09%
4,846
-912
-16% -$59.7K
HP icon
188
Helmerich & Payne
HP
$3.7B
$336K 0.09%
4,336
-4,498
-51% -$319K
FDX icon
189
FedEx
FDX
$74.7B
$334K 0.09%
1,796
– –
MMP
190
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
0
– –
MMD
191
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$327K 0.09%
17,895
+3,162
+21% +$59.9K
SLYV icon
192
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$325K 0.09%
5,456
-224
-4% -$12.6K
FCX icon
193
Freeport-McMoran
FCX
$95.5B
$322K 0.09%
24,419
+500
+2% +$6.4K
IYH icon
194
iShares US Healthcare ETF
IYH
$3.5B
$320K 0.09%
11,110
-9,195
-45% -$267K
IVW icon
195
iShares S&P 500 Growth ETF
IVW
$77B
$317K 0.09%
10,396
-16,236
-61% -$490K
WFC icon
196
Wells Fargo
WFC
$265B
$317K 0.09%
+5,743
New +$289K
MDY icon
197
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$313K 0.09%
1,038
-490
-32% -$142K
RTX icon
198
RTX Corp
RTX
$301B
$313K 0.09%
4,540
+240
+6% +$15.9K
SLYG icon
199
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$311K 0.09%
5,976
-140
-2% -$6.86K
IYW icon
200
iShares US Technology ETF
IYW
$24.8B
$310K 0.09%
10,296
-4,672
-31% -$139K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.