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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
176
W.P. Carey
WPC
$16.4B
$336K 0.09%
4,897
-576
-11% -$38.1K
MDT icon
177
Medtronic
MDT
$110B
$329K 0.09%
4,554
+372
+9% +$25.8K
SHM icon
178
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$326K 0.09%
6,704
+4,783
+249% +$233K
VTI icon
179
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$326K 0.09%
3,076
-267
-8% -$27.6K
SEP
180
DELISTED
Spectra Engy Parters Lp
SEP
$316K 0.08%
5,555
-158
-3% -$8.55K
FDX icon
181
FedEx
FDX
$74.7B
$310K 0.08%
1,784
– –
EBAY icon
182
eBay
EBAY
$48.9B
$297K 0.08%
12,557
-106,552
-89% -$2.42M
IGIB icon
183
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$290K 0.08%
5,310
– –
PEP icon
184
PepsiCo
PEP
$189B
$286K 0.08%
3,027
-4,211
-58% -$404K
DEM icon
185
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$275K 0.07%
6,530
-598
-8% -$27.2K
PDM
186
Piedmont Realty Trust
PDM
$1.18B
$273K 0.07%
14,499
-2,336
-14% -$44K
DHR icon
187
Danaher
DHR
$141B
$266K 0.07%
4,612
-2,018
-30% -$109K
ICLR icon
188
Icon
ICLR
$12.4B
$265K 0.07%
5,188
+1,222
+31% +$65.9K
CPRI icon
189
Capri Holdings
CPRI
$1.72B
$264K 0.07%
+3,509
New +$261K
GNR icon
190
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$263K 0.07%
5,980
+3,222
+117% +$148K
ADM icon
191
Archer Daniels Midland
ADM
$37.4B
$258K 0.07%
4,965
+1,194
+32% +$59.5K
IWB icon
192
iShares Russell 1000 ETF
IWB
$49.7B
$256K 0.07%
2,230
– –
FISV
193
Fiserv Inc
FISV
$28.9B
$255K 0.07%
7,200
-4,500
-38% -$154K
STH
194
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$255K 0.07%
9,461
+4,232
+81% +$114K
VIG icon
195
Vanguard Dividend Appreciation ETF
VIG
$114B
$254K 0.07%
3,131
-571
-15% -$45.2K
EFG icon
196
iShares MSCI EAFE Growth ETF
EFG
$17B
$251K 0.07%
3,820
+1,898
+99% +$127K
THD icon
197
iShares MSCI Thailand ETF
THD
$368M
$251K 0.07%
+3,237
New +$263K
VSS icon
198
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$251K 0.07%
2,632
+1,056
+67% +$104K
VGSH icon
199
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$249K 0.07%
4,098
-128
-3% -$7.81K
ETR icon
200
Entergy
ETR
$49.7B
$240K 0.06%
5,494
-1,400
-20% -$58.1K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.