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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
151
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.7M 0.16%
27,838
+10
+0% +$983
VB icon
152
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.66M 0.16%
10,317
-983
-9% -$252K
FXR icon
153
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$2.66M 0.16%
33,258
-2,447
-7% -$192K
JEPI icon
154
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.62M 0.16%
45,806
+3,199
+8% +$183K
TSLA icon
155
Tesla
TSLA
$1.3T
$2.59M 0.15%
5,762
+1,469
+34% +$651K
STIP icon
156
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.58M 0.15%
25,198
-7,429
-23% -$765K
ETR icon
157
Entergy
ETR
$50B
$2.54M 0.15%
27,505
+7,137
+35% +$677K
ZTS icon
158
Zoetis
ZTS
$30B
$2.53M 0.15%
+20,098
New +$2.62M
USMV icon
159
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.5M 0.15%
26,524
+855
+3% +$80.5K
IUSV icon
160
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.48M 0.15%
24,218
+269
+1% +$27.3K
HEFA icon
161
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$2.47M 0.15%
59,670
-44,204
-43% -$1.81M
SMH icon
162
VanEck Semiconductor ETF
SMH
$71.8B
$2.43M 0.15%
6,759
-3,087
-31% -$1.08M
FFEB icon
163
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$2.43M 0.15%
42,900
-31,986
-43% -$1.78M
BAC icon
164
Bank of America
BAC
$442B
$2.42M 0.14%
44,016
+1,876
+4% +$99.2K
FTA icon
165
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.41M 0.14%
28,017
-1,008
-3% -$84.9K
QQQE icon
166
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$2.39M 0.14%
23,401
+301
+1% +$30.8K
ESGU icon
167
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$2.37M 0.14%
15,921
-1,743
-10% -$258K
QTEC icon
168
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.37M 0.14%
10,284
-1,147
-10% -$267K
MGK icon
169
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.37M 0.14%
28,665
-775
-3% -$63.7K
RLY icon
170
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.34M 0.14%
74,267
-1,003
-1% -$31.5K
KMI icon
171
Kinder Morgan
KMI
$68.7B
$2.27M 0.14%
82,650
+2,804
+4% +$75.8K
JBND icon
172
JPMorgan Active Bond ETF
JBND
$8.57B
$2.27M 0.14%
41,946
+26,824
+177% +$1.46M
SCHV
173
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.27M 0.14%
76,572
-376
-0.5% -$11K
VTV icon
174
Vanguard Morningstar Value ETF
VTV
$192B
$2.26M 0.14%
11,835
+145
+1% +$27.3K
SPMO icon
175
Invesco S&P 500 Momentum ETF
SPMO
$21.8B
$2.25M 0.13%
18,823
-3,397
-15% -$407K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.