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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
151
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$2.57M 0.17%
17,664
+2,862
+19% +$401K
CME icon
152
CME Group
CME
$94.8B
$2.52M 0.16%
9,343
-255
-3% -$69.4K
XLP icon
153
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$2.48M 0.16%
31,708
+1,352
+4% +$109K
ADP icon
154
Automatic Data Processing
ADP
$108B
$2.46M 0.16%
8,375
-397
-5% -$119K
GDX icon
155
VanEck Gold Miners ETF
GDX
$27.4B
$2.45M 0.16%
32,104
+6,037
+23% +$364K
USMV icon
156
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.44M 0.16%
25,669
+539
+2% +$50.5K
JEPI icon
157
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.43M 0.16%
42,607
+160
+0.4% +$9.09K
FTA icon
158
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.42M 0.16%
29,025
-498
-2% -$40.5K
IUSV icon
159
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.39M 0.16%
23,949
+39
+0.2% +$3.8K
EMB icon
160
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.37M 0.15%
24,948
+2,359
+10% +$221K
MGK icon
161
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.37M 0.15%
29,440
-150
-0.5% -$11.5K
QQQE icon
162
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$2.35M 0.15%
23,100
+2,388
+12% +$236K
RLY icon
163
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.32M 0.15%
75,270
-3,066
-4% -$91.9K
KMI icon
164
Kinder Morgan
KMI
$68.7B
$2.26M 0.15%
79,846
+3,710
+5% +$102K
XLI icon
165
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.26M 0.15%
14,653
+3,536
+32% +$536K
SCHV
166
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.24M 0.15%
76,948
+8,331
+12% +$237K
EQWL icon
167
Invesco S&P 100 Equal Weight ETF
EQWL
$2.78B
$2.19M 0.14%
+19,087
New +$2.14M
CLX icon
168
Clorox
CLX
$12.7B
$2.19M 0.14%
17,745
-725
-4% -$90K
VTV icon
169
Vanguard Morningstar Value ETF
VTV
$192B
$2.18M 0.14%
11,690
+3,237
+38% +$586K
BAC icon
170
Bank of America
BAC
$442B
$2.17M 0.14%
42,140
+1,537
+4% +$75K
SPYD icon
171
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.71B
$2.13M 0.14%
48,429
+22
+0% +$965
LLY icon
172
Eli Lilly
LLY
$1.06T
$2.1M 0.14%
2,750
+249
+10% +$185K
SHM icon
173
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.1M 0.14%
43,477
+1,774
+4% +$85.4K
HD icon
174
Home Depot
HD
$355B
$2.06M 0.13%
5,084
+242
+5% +$95.2K
RSP icon
175
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.03M 0.13%
10,698
+1,312
+14% +$244K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.