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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
151
Tesla
TSLA
$1.3T
$2.13M 0.16%
8,592
+631
+8% +$150K
ON icon
152
ON Semiconductor
ON
$31.6B
$2.09M 0.16%
+25,076
New +$1.97M
XOM icon
153
ExxonMobil
XOM
$634B
$2.09M 0.16%
20,877
+1,777
+9% +$187K
ODFL icon
154
Old Dominion Freight Line
ODFL
$44.9B
$2.07M 0.16%
10,196
+3,812
+60% +$756K
GNR icon
155
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.02M 0.15%
35,612
+805
+2% +$44.3K
IVOL icon
156
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$2.01M 0.15%
97,294
-116,227
-54% -$2.4M
LOW icon
157
Lowe's Companies
LOW
$125B
$1.96M 0.15%
8,807
-921
-9% -$187K
SPGI icon
158
S&P Global
SPGI
$120B
$1.93M 0.15%
4,376
+1,749
+67% +$690K
COP icon
159
ConocoPhillips
COP
$141B
$1.93M 0.15%
16,608
+141
+0.9% +$16.5K
F icon
160
Ford
F
$55.7B
$1.92M 0.15%
157,325
-3,751
-2% -$41.7K
DHR icon
161
Danaher
DHR
$144B
$1.92M 0.15%
8,283
+3,054
+58% +$650K
VBR icon
162
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.91M 0.14%
10,607
+547
+5% +$89.3K
SCHV
163
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.91M 0.14%
81,696
+9,642
+13% +$211K
SO icon
164
Southern Company
SO
$107B
$1.86M 0.14%
26,465
-729
-3% -$50.1K
MINT icon
165
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.86M 0.14%
18,590
+675
+4% +$67.5K
VYM icon
166
Vanguard High Dividend Yield ETF
VYM
$83.5B
$1.84M 0.14%
16,487
-2,660
-14% -$279K
SHM icon
167
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.83M 0.14%
38,252
+1,107
+3% +$51.9K
EMXC icon
168
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$1.8M 0.14%
+32,496
New +$1.67M
PXD
169
DELISTED
Pioneer Natural Resource Co.
PXD
$1.79M 0.14%
7,938
-4,864
-38% -$1.14M
UNH icon
170
UnitedHealth
UNH
$370B
$1.78M 0.13%
3,379
+164
+5% +$87.5K
AVGO icon
171
Broadcom
AVGO
$2.04T
$1.78M 0.13%
15,910
-120
-0.7% -$11.4K
SPYG icon
172
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$1.75M 0.13%
26,865
+1,544
+6% +$95.2K
FXO icon
173
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.71M 0.13%
39,538
-110,681
-74% -$4.33M
VTEB icon
174
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.68M 0.13%
32,851
+2,180
+7% +$107K
DEO icon
175
Diageo
DEO
$53.6B
$1.66M 0.13%
11,376
+5,338
+88% +$788K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.