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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
151
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$1.76M 0.16%
17,747
+682
+4% +$67.7K
HEFA icon
152
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$1.75M 0.15%
59,498
+15,379
+35% +$444K
LOW icon
153
Lowe's Companies
LOW
$125B
$1.71M 0.15%
8,542
-12
-0.1% -$2.44K
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$128B
$1.69M 0.15%
27,644
-896
-3% -$51.6K
DVY icon
155
iShares Select Dividend ETF
DVY
$23.6B
$1.69M 0.15%
14,409
-898
-6% -$109K
TSLA icon
156
Tesla
TSLA
$1.3T
$1.68M 0.15%
8,088
+3,056
+61% +$533K
MYY icon
157
ProShares Short MidCap400
MYY
$2.88M
$1.67M 0.15%
69,901
+21,529
+45% +$510K
IWM icon
158
iShares Russell 2000 ETF
IWM
$81.9B
$1.67M 0.15%
9,341
-442
-5% -$81.4K
SHOP icon
159
Shopify
SHOP
$195B
$1.64M 0.15%
34,271
+7,859
+30% +$346K
XLE icon
160
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.59M 0.14%
38,368
+4,424
+13% +$189K
C icon
161
Citigroup
C
$226B
$1.57M 0.14%
33,560
+5,151
+18% +$253K
TLT icon
162
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$1.52M 0.13%
14,251
+3,924
+38% +$411K
SYY icon
163
Sysco
SYY
$40.3B
$1.5M 0.13%
19,404
+1,484
+8% +$114K
BAC icon
164
Bank of America
BAC
$442B
$1.49M 0.13%
52,070
-1,000
-2% -$33K
FM
165
DELISTED
iShares Frontier and Select EM ETF
FM
$1.44M 0.13%
56,218
+3,916
+7% +$100K
VBR icon
166
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.44M 0.13%
9,059
+367
+4% +$60.8K
NUE icon
167
Nucor
NUE
$62.1B
$1.44M 0.13%
9,294
+2
+0% +$318
TLH icon
168
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.42M 0.13%
12,371
+1,635
+15% +$184K
VCSH icon
169
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.41M 0.12%
18,512
+8,730
+89% +$661K
MRK icon
170
Merck
MRK
$318B
$1.38M 0.12%
12,968
-892
-6% -$96.3K
UNH icon
171
UnitedHealth
UNH
$370B
$1.37M 0.12%
2,907
+202
+7% +$97.5K
UPS icon
172
United Parcel Service
UPS
$88.9B
$1.35M 0.12%
6,983
+582
+9% +$107K
SHM icon
173
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.34M 0.12%
28,214
-2,072
-7% -$97.9K
VMBS icon
174
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.32M 0.12%
28,341
+1,299
+5% +$60.3K
AAAU icon
175
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.29M 0.11%
65,888
-2,347
-3% -$44.1K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.