We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
151
Lowe's Companies
LOW
$125B
– –
-5,614
Closed -$759K
LRCX icon
152
Lam Research
LRCX
$390B
– –
-11,420
Closed -$369K
LULU icon
153
lululemon athletica
LULU
$14.6B
– –
-701
Closed -$219K
LUV icon
154
Southwest Airlines
LUV
$23B
– –
-5,977
Closed -$204K
LYFT icon
155
Lyft
LYFT
$6.63B
– –
-7,390
Closed -$244K
LZB icon
156
La-Z-Boy
LZB
$1.69B
– –
-109,856
Closed -$2.97M
MA icon
157
Mastercard
MA
$493B
– –
-2,334
Closed -$690K
MBB icon
158
iShares MBS ETF
MBB
$39.1B
– –
-11,147
Closed -$1.23M
MCD icon
159
McDonald's
MCD
$195B
– –
-20,290
Closed -$3.74M
MCHP icon
160
Microchip Technology
MCHP
$46B
– –
-32,340
Closed -$1.7M
MDB icon
161
MongoDB
MDB
$32.1B
– –
-1,866
Closed -$422K
MDT icon
162
Medtronic
MDT
$112B
– –
-49,010
Closed -$4.49M
MDY icon
163
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
– –
-1,194
Closed -$387K
MDYG icon
164
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
– –
-4,220
Closed -$227K
META icon
165
Meta Platforms (Facebook)
META
$1.51T
– –
-11,558
Closed -$2.62M
MGK icon
166
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
– –
-6,260
Closed -$205K
MMM icon
167
3M
MMM
$94.3B
– –
-16,523
Closed -$2.15M
MORT icon
168
VanEck Mortgage REIT Income ETF
MORT
$373M
– –
-24,227
Closed -$326K
MRK icon
169
Merck
MRK
$318B
– –
-9,165
Closed -$676K
MS icon
170
Morgan Stanley
MS
$340B
– –
-6,520
Closed -$315K
MSFT icon
171
Microsoft
MSFT
$3.71T
– –
-67,823
Closed -$13.8M
NAVI icon
172
Navient
NAVI
$853M
– –
-16,425
Closed -$115K
NBIX icon
173
Neurocrine Biosciences
NBIX
$16.6B
– –
-1,743
Closed -$213K
NEAR icon
174
iShares Short Maturity Bond ETF
NEAR
$4.88B
– –
-4,998
Closed -$250K
NEE icon
175
NextEra Energy
NEE
$177B
– –
-6,256
Closed -$376K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.