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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
151
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$670K 0.15%
19,890
+3,734
+23% +$132K
ETR icon
152
Entergy
ETR
$50B
$667K 0.15%
16,944
+1,304
+8% +$50.4K
CSCO icon
153
Cisco
CSCO
$479B
$657K 0.15%
15,320
+388
+3% +$16.5K
HYLS icon
154
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$647K 0.14%
13,587
-90
-0.7% -$4.34K
F icon
155
Ford
F
$55.7B
$637K 0.14%
57,455
+1,681
+3% +$19K
PSK icon
156
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$635K 0.14%
14,610
+1,078
+8% +$46.5K
BABA icon
157
Alibaba
BABA
$308B
$633K 0.14%
3,451
+765
+28% +$144K
SDIV icon
158
Global X SuperDividend ETF
SDIV
$1.21B
$630K 0.14%
10,141
-1,911
-16% -$122K
FXH icon
159
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$619K 0.14%
8,914
+32
+0.4% +$2.31K
IVE icon
160
iShares S&P 500 Value ETF
IVE
$49.8B
$598K 0.13%
5,469
+161
+3% +$18.4K
VBR icon
161
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$598K 0.13%
4,618
+54
+1% +$7.16K
VMBS icon
162
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$570K 0.13%
11,045
+482
+5% +$24.9K
GOOGL icon
163
Alphabet (Google) Class A
GOOGL
$4.33T
$569K 0.13%
10,980
+480
+5% +$26.6K
LOW icon
164
Lowe's Companies
LOW
$125B
$551K 0.12%
6,281
-24,790
-80% -$2.35M
BNDX icon
165
Vanguard Total International Bond ETF
BNDX
$82.2B
$542K 0.12%
9,906
+3,072
+45% +$167K
IYW icon
166
iShares US Technology ETF
IYW
$25.2B
$534K 0.12%
12,708
-140
-1% -$6.03K
CVRR
167
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
IJT icon
168
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$519K 0.11%
5,966
+36
+0.6% +$3.14K
FDX icon
169
FedEx
FDX
$75.4B
$518K 0.11%
2,156
-120
-5% -$30.3K
SPSM icon
170
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$518K 0.11%
+17,297
New +$526K
OUSA icon
171
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$515K 0.11%
16,880
+1,648
+11% +$51.9K
KBWY icon
172
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$509K 0.11%
16,312
-4,366
-21% -$141K
VNQI icon
173
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$507K 0.11%
8,324
-23
-0.3% -$1.41K
RTN
174
DELISTED
Raytheon Company
RTN
$501K 0.11%
2,323
+108
+5% +$22.3K
PGF icon
175
Invesco Financial Preferred ETF
PGF
$674M
$500K 0.11%
26,950
+495
+2% +$9.17K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.