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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
151
Ford
F
$57.5B
$697K 0.16%
55,774
-15,345
-22% -$189K
CVRR
152
DELISTED
CVR Refining, LP
CVRR
– –
0
– –
JXI icon
153
iShares Global Utilities ETF
JXI
$314M
$690K 0.15%
13,933
+776
+6% +$40.1K
USRT icon
154
iShares Core US REIT ETF
USRT
$4.66B
$675K 0.15%
13,604
+912
+7% +$45.4K
HYLS icon
155
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$664K 0.15%
13,677
-451
-3% -$22K
TGT icon
156
Target
TGT
$67.8B
$661K 0.15%
10,125
+1,212
+14% +$73.2K
ETR icon
157
Entergy
ETR
$50.4B
$636K 0.14%
15,640
-56
-0.4% -$2.35K
STIP icon
158
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$628K 0.14%
+6,285
New +$630K
FXH icon
159
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$620K 0.14%
8,882
– –
IVE icon
160
iShares S&P 500 Value ETF
IVE
$49.3B
$606K 0.14%
5,308
+383
+8% +$42.4K
VBR icon
161
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$606K 0.14%
4,564
-108
-2% -$14.1K
FDL icon
162
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$600K 0.13%
19,926
-486
-2% -$14.3K
PSK icon
163
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$596K 0.13%
13,532
+533
+4% +$23.8K
XLE icon
164
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$584K 0.13%
16,156
+8,466
+110% +$291K
CSCO icon
165
Cisco
CSCO
$457B
$572K 0.13%
14,932
+254
+2% +$9.07K
FDX icon
166
FedEx
FDX
$73.2B
$568K 0.13%
2,276
+480
+27% +$110K
VCSH icon
167
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$562K 0.13%
7,084
+365
+5% +$29.1K
VMBS icon
168
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$554K 0.12%
10,563
-1,641
-13% -$86.4K
GOOGL icon
169
Alphabet (Google) Class A
GOOGL
$4.57T
$553K 0.12%
10,500
-680
-6% -$35.1K
VOOV icon
170
Vanguard S&P 500 Value ETF
VOOV
$6.63B
$526K 0.12%
4,785
+106
+2% +$11.3K
IYW icon
171
iShares US Technology ETF
IYW
$24.1B
$523K 0.12%
12,848
-1,604
-11% -$64.3K
SCHV
172
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$513K 0.11%
28,155
+1,197
+4% +$21.3K
IJT icon
173
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$505K 0.11%
5,930
+170
+3% +$14.2K
VNQI icon
174
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$505K 0.11%
8,347
+104
+1% +$6.25K
PGF icon
175
Invesco Financial Preferred ETF
PGF
$676M
$499K 0.11%
26,455
+1,390
+6% +$26.3K
5 6
7
8 9

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.