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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JXI icon
151
iShares Global Utilities ETF
JXI
$313M
$667K 0.16%
13,157
+324
+3% +$16.5K
FXN icon
152
First Trust Energy AlphaDEX Fund
FXN
$374M
$658K 0.15%
45,839
-1,486
-3% -$19.7K
FXO icon
153
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$650K 0.15%
21,890
+1,020
+5% +$29.6K
VMBS icon
154
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$644K 0.15%
12,204
+2,175
+22% +$115K
X
155
DELISTED
US Steel
X
$635K 0.15%
24,742
+574
+2% +$14K
FXR icon
156
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$632K 0.15%
17,028
+973
+6% +$34.8K
USRT icon
157
iShares Core US REIT ETF
USRT
$4.64B
$625K 0.15%
12,692
+583
+5% +$28.8K
AMZN icon
158
Amazon
AMZN
$2.99T
$607K 0.14%
12,620
+1,880
+18% +$92.3K
ETR icon
159
Entergy
ETR
$50.8B
$599K 0.14%
15,696
+2,048
+15% +$79.3K
FXH icon
160
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$599K 0.14%
8,882
+50
+0.6% +$3.34K
VBR icon
161
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$597K 0.14%
4,672
-112
-2% -$13.8K
FDL icon
162
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$592K 0.14%
20,412
-748
-4% -$21.2K
PSK icon
163
State Street SPDR ICE Preferred Securities ETF
PSK
$688M
$581K 0.14%
12,999
-787
-6% -$35.5K
BA icon
164
Boeing
BA
$187B
$575K 0.13%
2,260
+811
+56% +$189K
UAA icon
165
Under Armour
UAA
$2.92B
$566K 0.13%
34,318
+767
+2% +$14.1K
TIP icon
166
iShares TIPS Bond ETF
TIP
$14.5B
$557K 0.13%
4,900
-2,961
-38% -$337K
HD icon
167
Home Depot
HD
$347B
$556K 0.13%
3,401
+607
+22% +$93.1K
GOOGL icon
168
Alphabet (Google) Class A
GOOGL
$4.62T
$544K 0.13%
11,180
-180
-2% -$8.54K
IYW icon
169
iShares US Technology ETF
IYW
$25.1B
$542K 0.13%
14,452
+320
+2% +$11.7K
VCSH icon
170
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$538K 0.13%
+6,719
New +$538K
IVE icon
171
iShares S&P 500 Value ETF
IVE
$49.8B
$531K 0.12%
4,925
-1,666
-25% -$176K
DOC icon
172
Healthpeak Properties
DOC
$14.9B
– –
0
– –
TGT icon
173
Target
TGT
$67.3B
$526K 0.12%
8,913
+618
+7% +$34.6K
AOM icon
174
iShares Core Moderate Allocation ETF
AOM
$1.77B
$525K 0.12%
13,838
+1,579
+13% +$59.3K
FEX icon
175
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$517K 0.12%
9,416
+1
+0% +$54
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.