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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
151
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$497K 0.13%
8,936
+4,897
+121% +$278K
XLK icon
152
State Street Technology Select Sector SPDR ETF
XLK
$123B
$492K 0.13%
23,014
-2,940
-11% -$63.3K
FGD icon
153
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$489K 0.13%
22,480
-2,228
-9% -$50K
USRT icon
154
iShares Core US REIT ETF
USRT
$4.62B
$486K 0.13%
10,283
-1,558
-13% -$72.3K
BMY icon
155
Bristol-Myers Squibb
BMY
$132B
$480K 0.12%
6,981
+344
+5% +$22.7K
ITW icon
156
Illinois Tool Works
ITW
$85.2B
$480K 0.12%
5,182
+18
+0.3% +$1.63K
VYM icon
157
Vanguard High Dividend Yield ETF
VYM
$82.4B
$479K 0.12%
7,180
+81
+1% +$5.43K
BAC icon
158
Bank of America
BAC
$437B
$467K 0.12%
27,767
+327
+1% +$5.53K
IVE icon
159
iShares S&P 500 Value ETF
IVE
$49.6B
$453K 0.12%
5,120
+1,344
+36% +$120K
FXL icon
160
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$446K 0.12%
13,446
-6,827
-34% -$230K
PDM
161
Piedmont Realty Trust
PDM
$1.19B
$444K 0.12%
23,520
+407
+2% +$7.79K
XBI icon
162
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$439K 0.11%
6,265
+2,321
+59% +$158K
ADM icon
163
Archer Daniels Midland
ADM
$36.5B
$433K 0.11%
11,823
+8,723
+281% +$349K
MINT icon
164
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$433K 0.11%
4,304
-3,671
-46% -$370K
SCZ icon
165
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$426K 0.11%
8,537
-361
-4% -$18K
FEX icon
166
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$424K 0.11%
9,813
+751
+8% +$33K
RTX icon
167
RTX Corp
RTX
$298B
$422K 0.11%
6,993
+14
+0.2% +$847
ETR icon
168
Entergy
ETR
$49.7B
$416K 0.11%
12,190
+3,696
+44% +$124K
FXZ icon
169
First Trust Materials AlphaDEX Fund
FXZ
$396M
$413K 0.11%
14,721
-1,030
-7% -$29.8K
XLY icon
170
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$411K 0.11%
10,542
+4,474
+74% +$178K
FXR icon
171
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$406K 0.11%
15,583
-21,997
-59% -$597K
MAIN icon
172
Main Street Capital
MAIN
$5.4B
$401K 0.1%
13,798
+52
+0.4% +$1.56K
VFC icon
173
VF Corp
VFC
$5.75B
$400K 0.1%
6,832
+30
+0.4% +$1.87K
FXO icon
174
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$396K 0.1%
17,120
-3,389
-17% -$79.9K
WM icon
175
Waste Management
WM
$91.7B
$395K 0.1%
7,413
+2,186
+42% +$116K
5 6
7
8 9

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.