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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
151
Main Street Capital
MAIN
$5.28B
$460K 0.12%
15,736
-3,120
-17% -$96.3K
IEI icon
152
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$440K 0.12%
3,596
-138
-4% -$16.9K
FLRN icon
153
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$436K 0.12%
14,318
+6,705
+88% +$205K
FEX icon
154
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$432K 0.12%
9,463
– –
XOM icon
155
ExxonMobil
XOM
$642B
$428K 0.11%
4,626
-2,498
-35% -$233K
USRT icon
156
iShares Core US REIT ETF
USRT
$4.6B
$426K 0.11%
9,017
+169
+2% +$7.73K
MINT icon
157
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$425K 0.11%
4,202
+1,879
+81% +$190K
VCSH icon
158
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$424K 0.11%
5,328
+7
+0.1% +$560
LEG icon
159
Leggett & Platt
LEG
$1.31B
$412K 0.11%
9,667
+1,162
+14% +$45.8K
WBA
160
DELISTED
Walgreens Boots Alliance
WBA
$396K 0.11%
5,202
-1,104
-18% -$73.8K
XLP icon
161
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$395K 0.11%
8,144
+6,361
+357% +$301K
VOT icon
162
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$391K 0.1%
3,849
+1,905
+98% +$188K
VOE icon
163
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$389K 0.1%
4,347
+2,148
+98% +$188K
IVE icon
164
iShares S&P 500 Value ETF
IVE
$49.6B
$383K 0.1%
4,083
-375
-8% -$34.4K
KMI icon
165
Kinder Morgan
KMI
$69.7B
$383K 0.1%
9,053
+5,353
+145% +$211K
VWOB icon
166
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$380K 0.1%
4,982
+2,425
+95% +$190K
IWV icon
167
iShares Russell 3000 ETF
IWV
$20.2B
$379K 0.1%
3,099
+903
+41% +$108K
DISH
168
DELISTED
DISH Network Corp.
DISH
$378K 0.1%
5,180
– –
VCIT icon
169
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$375K 0.1%
4,353
+438
+11% +$37.8K
HBAN icon
170
Huntington Bancshares
HBAN
$35.1B
$368K 0.1%
34,989
+1,138
+3% +$11.3K
IEFA icon
171
iShares Core MSCI EAFE ETF
IEFA
$194B
$365K 0.1%
6,589
-4,283
-39% -$243K
GOVT icon
172
iShares US Treasury Bond ETF
GOVT
$43.5B
$362K 0.1%
14,397
+8,635
+150% +$217K
CTAS icon
173
Cintas
CTAS
$80.9B
$359K 0.1%
18,308
+1,088
+6% +$19.7K
BKLN icon
174
Invesco Senior Loan ETF
BKLN
$6.81B
$358K 0.1%
14,882
-649
-4% -$15.7K
IBB icon
175
iShares Biotechnology ETF
IBB
$9.53B
$346K 0.09%
3,420
+2,220
+185% +$216K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.