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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
126
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$3.64M 0.21%
30,518
+2
+0% +$241
DRSK icon
127
Aptus Defined Risk ETF
DRSK
$1.51B
$3.63M 0.21%
132,649
+6,413
+5% +$180K
RSP icon
128
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$3.55M 0.2%
18,478
+1,349
+8% +$267K
LZB icon
129
La-Z-Boy
LZB
$1.3B
$3.53M 0.2%
109,856
– –
IWC icon
130
iShares Micro-Cap ETF
IWC
$1.5B
$3.46M 0.2%
21,664
+1
+0% +$166
ED icon
131
Consolidated Edison
ED
$39.8B
$3.44M 0.2%
30,422
-869
-3% -$94.1K
VB icon
132
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$3.42M 0.2%
13,071
+2,754
+27% +$745K
VXF icon
133
Vanguard Extended Market ETF
VXF
$31.3B
$3.42M 0.2%
16,607
-398
-2% -$85.2K
LLY icon
134
Eli Lilly
LLY
$1.05T
$3.41M 0.2%
3,710
+324
+10% +$328K
GNR icon
135
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.12B
$3.4M 0.2%
45,494
-2,791
-6% -$197K
META icon
136
Meta Platforms (Facebook)
META
$1.47T
$3.37M 0.19%
5,897
+675
+13% +$433K
ELV icon
137
Elevance Health
ELV
$85.5B
$3.3M 0.19%
11,276
+37
+0.3% +$12.2K
MRK icon
138
Merck
MRK
$366B
$3.23M 0.19%
26,860
+443
+2% +$51.1K
IDUB icon
139
Aptus International Enhanced Yield ETF
IDUB
$521M
$3.18M 0.18%
128,969
+2,882
+2% +$73.9K
VYM icon
140
Vanguard High Dividend Yield ETF
VYM
$82.8B
$3.13M 0.18%
21,117
+5,745
+37% +$864K
XLP icon
141
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.07M 0.18%
37,491
+2,391
+7% +$201K
ULTA icon
142
Ulta Beauty
ULTA
$22.1B
$3.03M 0.17%
5,792
-631
-10% -$401K
IAU icon
143
iShares Gold Trust
IAU
$66.1B
$3M 0.17%
33,976
-32,652
-49% -$3M
AMLP icon
144
Alerian MLP ETF
AMLP
$13.4B
$2.99M 0.17%
56,780
-1,808
-3% -$92.1K
XLI icon
145
State Street Industrial Select Sector SPDR ETF
XLI
$32.9B
$2.96M 0.17%
18,319
+645
+4% +$108K
XLV icon
146
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$2.96M 0.17%
20,206
+791
+4% +$122K
CEG icon
147
Constellation Energy
CEG
$98.1B
$2.92M 0.17%
10,454
+4,625
+79% +$1.41M
GDX icon
148
VanEck Gold Miners ETF
GDX
$31B
$2.91M 0.17%
31,702
-3,725
-11% -$367K
FIS icon
149
Fidelity National Information Services
FIS
$21.4B
$2.82M 0.16%
60,205
+3,394
+6% +$183K
LRCX icon
150
Lam Research
LRCX
$378B
$2.82M 0.16%
13,192
+545
+4% +$122K
4 5
6
7 8

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SWM
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MFM
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.