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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
126
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.93M 0.22%
45,916
+4,047
+10% +$244K
SCZ icon
127
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.84M 0.21%
45,873
+1,014
+2% +$57.9K
LLY icon
128
Eli Lilly
LLY
$1.06T
$2.8M 0.21%
4,808
+1,405
+41% +$820K
XLU icon
129
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$2.78M 0.21%
87,886
+27,012
+44% +$826K
CLX icon
130
Clorox
CLX
$12.7B
$2.76M 0.21%
19,379
-314
-2% -$41.9K
VTV icon
131
Vanguard Morningstar Value ETF
VTV
$192B
$2.7M 0.2%
18,079
+3,261
+22% +$459K
LMBS icon
132
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.67M 0.2%
55,275
-1,091
-2% -$51.7K
XLP icon
133
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$2.61M 0.2%
36,182
+14,098
+64% +$977K
SHOP icon
134
Shopify
SHOP
$195B
$2.58M 0.2%
33,118
+694
+2% +$44.3K
IWC icon
135
iShares Micro-Cap ETF
IWC
$1.5B
$2.56M 0.19%
22,100
+560
+3% +$56.8K
VXF icon
136
Vanguard Extended Market ETF
VXF
$31.9B
$2.56M 0.19%
15,565
-570
-4% -$83.8K
XLK icon
137
State Street Technology Select Sector SPDR ETF
XLK
$123B
$2.55M 0.19%
26,470
+5,234
+25% +$466K
LRCX icon
138
Lam Research
LRCX
$390B
$2.36M 0.18%
30,080
+10,160
+51% +$692K
LEG icon
139
Leggett & Platt
LEG
$1.31B
$2.33M 0.18%
88,861
-28,420
-24% -$697K
VCIT icon
140
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$2.31M 0.17%
28,389
-31,355
-52% -$2.42M
HDV
141
iShares Core High Dividend ETF
HDV
$14.8B
$2.31M 0.17%
113,030
+2,590
+2% +$51K
IWM icon
142
iShares Russell 2000 ETF
IWM
$81.9B
$2.28M 0.17%
11,374
+1,595
+16% +$286K
IWF icon
143
iShares Russell 1000 Growth ETF
IWF
$128B
$2.27M 0.17%
29,900
+580
+2% +$41K
KMI icon
144
Kinder Morgan
KMI
$68.7B
$2.26M 0.17%
128,389
+809
+0.6% +$13.8K
VSS icon
145
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.26M 0.17%
19,632
-994
-5% -$107K
QMAR icon
146
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$2.24M 0.17%
+87,345
New +$2.17M
RLY icon
147
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.23M 0.17%
82,048
+1,882
+2% +$50.5K
V icon
148
Visa
V
$677B
$2.2M 0.17%
8,465
+79
+0.9% +$19.5K
IUSV icon
149
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.17M 0.16%
25,761
-993
-4% -$77.3K
XLV icon
150
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$2.16M 0.16%
15,835
+3,492
+28% +$454K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.