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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRI icon
126
Capri Holdings
CPRI
$1.74B
$2.42M 0.21%
51,449
+41,377
+411% +$2.22M
CME icon
127
CME Group
CME
$94.8B
$2.4M 0.21%
12,556
+10,060
+403% +$1.82M
CPAY icon
128
Corpay
CPAY
$25.7B
$2.32M 0.2%
10,996
+9,436
+605% +$1.91M
VSS icon
129
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.32M 0.2%
21,208
+881
+4% +$95.7K
NTR icon
130
Nutrien
NTR
$30.7B
$2.3M 0.2%
31,089
+3,147
+11% +$243K
HDV
131
iShares Core High Dividend ETF
HDV
$14.8B
$2.25M 0.2%
110,565
-50,765
-31% -$1.04M
TOL icon
132
Toll Brothers
TOL
$14.5B
$2.24M 0.2%
37,322
+13,293
+55% +$767K
RLY icon
133
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.24M 0.2%
81,184
-11,457
-12% -$319K
F icon
134
Ford
F
$55.7B
$2.23M 0.2%
177,101
-1,683
-0.9% -$21.1K
GNRC icon
135
Generac Holdings
GNRC
$12.5B
$2.23M 0.2%
+20,644
New +$2.39M
APAM icon
136
Artisan Partners
APAM
$3.02B
$2.13M 0.19%
+66,459
New +$2.23M
IWC icon
137
iShares Micro-Cap ETF
IWC
$1.5B
$2.12M 0.19%
20,321
-156
-0.8% -$17.5K
XOM icon
138
ExxonMobil
XOM
$634B
$2.11M 0.19%
19,261
-273
-1% -$30.2K
VXF icon
139
Vanguard Extended Market ETF
VXF
$31.9B
$2.08M 0.18%
14,855
+895
+6% +$127K
INTC icon
140
Intel
INTC
$513B
$2.04M 0.18%
62,403
-1,781
-3% -$50.5K
KMI icon
141
Kinder Morgan
KMI
$68.7B
$2.03M 0.18%
115,734
+16,652
+17% +$296K
GNR icon
142
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.02M 0.18%
35,305
+565
+2% +$32.9K
SO icon
143
Southern Company
SO
$107B
$1.94M 0.17%
27,915
+2,027
+8% +$136K
COP icon
144
ConocoPhillips
COP
$141B
$1.92M 0.17%
19,341
+740
+4% +$81K
V icon
145
Visa
V
$677B
$1.91M 0.17%
8,488
-1,778
-17% -$396K
IBM icon
146
IBM
IBM
$224B
$1.89M 0.17%
14,421
-9,442
-40% -$1.26M
MMM icon
147
3M
MMM
$94.3B
$1.86M 0.16%
21,131
+3,742
+22% +$353K
DIS icon
148
Walt Disney
DIS
$181B
$1.8M 0.16%
17,981
+352
+2% +$35.5K
IUSV icon
149
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.79M 0.16%
24,297
-297
-1% -$21.9K
FIS icon
150
Fidelity National Information Services
FIS
$22.1B
$1.77M 0.16%
32,561
+8,465
+35% +$551K
4 5
6
7 8

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VCM
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ESBC
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SFI
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.