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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
126
iShares MSCI EAFE ETF
EFA
$80.2B
– –
-5,954
Closed -$434K
EFAV icon
127
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-22,327
Closed -$1.64M
EFG icon
128
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-35,202
Closed -$3.55M
EMB icon
129
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-9,997
Closed -$1.16M
EMLP icon
130
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
– –
-20,276
Closed -$425K
EMR icon
131
Emerson Electric
EMR
$88.3B
– –
-105,381
Closed -$8.47M
EMXC icon
132
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
– –
-7,498
Closed -$426K
ENB icon
133
Enbridge
ENB
$112B
– –
-8,401
Closed -$269K
ENPH icon
134
Enphase Energy
ENPH
$5.53B
– –
-2,116
Closed -$371K
ESGE icon
135
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
– –
-82,135
Closed -$3.45M
ESGU icon
136
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
– –
-88,058
Closed -$7.58M
ETN icon
137
Eaton
ETN
$174B
– –
-1,868
Closed -$224K
ETR icon
138
Entergy
ETR
$50B
– –
-13,962
Closed -$697K
ETW
139
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-17,505
Closed -$169K
EUSB icon
140
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
– –
-4,618
Closed -$234K
EW icon
141
Edwards Lifesciences
EW
$51.7B
– –
-9,439
Closed -$861K
EWJ icon
142
iShares MSCI Japan ETF
EWJ
$22.8B
– –
-10,922
Closed -$738K
EWT icon
143
iShares MSCI Taiwan ETF
EWT
$11.1B
– –
-4,005
Closed -$213K
EXAS
144
DELISTED
Exact Sciences
EXAS
– –
-2,248
Closed -$298K
EXC icon
145
Exelon
EXC
$47B
– –
-28,549
Closed -$860K
EXEL icon
146
Exelixis
EXEL
$13.4B
– –
-31,731
Closed -$637K
EXTR icon
147
Extreme Networks
EXTR
$3.15B
– –
-15,540
Closed -$107K
F icon
148
Ford
F
$55.7B
– –
-153,589
Closed -$1.35M
FAUG icon
149
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
– –
-207,625
Closed -$7.21M
FBT icon
150
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
– –
-5,625
Closed -$945K
4 5
6
7 8

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SFI
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.