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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$513M
AUM Growth
+$21.3M
Cap. Flow
+$11M
Cap. Flow %
2.15%
Top 10 Hldgs %
20.29%
Holding
385
New
33
Increased
173
Reduced
91
Closed
68

Top Buys

Rank Stock Value
1
INGR icon
Ingredion
INGR
+$2.02M
2
PARA
Paramount Global Class B
PARA
+$1.92M
3
CMP icon
Compass Minerals
CMP
+$1.91M
4
BMY icon
Bristol-Myers Squibb
BMY
+$1.9M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.29M

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.23M
2
UTHR icon
United Therapeutics
UTHR
+$2.02M
3
IDCC icon
InterDigital
IDCC
+$1.74M
4
LEA icon
Lear
LEA
+$1.5M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.28M

Sector Composition

Rank Sector Weight
1 Healthcare 8.01%
2 Technology 6.97%
3 Consumer Staples 6.91%
4 Industrials 5.04%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
126
iShares Russell 2000 ETF
IWM
$82.1B
$1.15M 0.22%
7,395
+383
+5% +$59K
PNC icon
127
PNC Financial Services
PNC
$101B
$1.14M 0.22%
8,289
-847
-9% -$112K
VTIP icon
128
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.1M 0.21%
22,248
+713
+3% +$34.9K
FM
129
DELISTED
iShares Frontier and Select EM ETF
FM
$1.08M 0.21%
36,500
+1,855
+5% +$53.5K
VCIT icon
130
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.01M 0.2%
11,283
+8,484
+303% +$742K
PBP icon
131
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$1M 0.2%
46,297
+7,104
+18% +$151K
VPU
132
Vanguard Utilities ETF
VPU
$8.3B
$998K 0.19%
+7,504
New +$981K
STLD icon
133
Steel Dynamics
STLD
$37.5B
$989K 0.19%
32,750
+2,516
+8% +$77K
BA icon
134
Boeing
BA
$184B
$984K 0.19%
2,703
+320
+13% +$117K
SPYD icon
135
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
$984K 0.19%
25,863
-622
-2% -$23.6K
TDIV icon
136
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$959K 0.19%
24,578
+3,430
+16% +$133K
SHM icon
137
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$941K 0.18%
19,231
+536
+3% +$26.1K
PJUL icon
138
Innovator US Equity Power Buffer ETF July
PJUL
$1.26B
$909K 0.18%
+35,240
New +$902K
EXC icon
139
Exelon
EXC
$46.7B
$907K 0.18%
26,531
-1,890
-7% -$66.7K
CSCO icon
140
Cisco
CSCO
$476B
$899K 0.18%
16,425
+256
+2% +$14.1K
REM icon
141
iShares Mortgage Real Estate ETF
REM
$535M
$866K 0.17%
20,525
+4,848
+31% +$208K
UUP icon
142
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$845K 0.16%
32,547
-2,818
-8% -$73.7K
FXG icon
143
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$843K 0.16%
18,464
– –
NS
144
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
ETR icon
145
Entergy
ETR
$49.7B
$836K 0.16%
16,242
+1,926
+13% +$93.9K
FITB
146
Fifth Third Bancorp
FITB
$51.7B
$825K 0.16%
29,572
+726
+3% +$19.9K
STOR
147
DELISTED
STORE Capital Corporation
STOR
– –
0
– –
DVY icon
148
iShares Select Dividend ETF
DVY
$23.5B
$785K 0.15%
7,887
-940
-11% -$92.7K
ISHG icon
149
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$748K 0.15%
9,357
+423
+5% +$33.3K
FXO icon
150
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$743K 0.14%
23,489
– –
4 5
6
7 8

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, Regal Investment Advisors held 385 positions worth $513M, up 4.3% from $492M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q2 2019 filing shows 33 new, 173 increased, 91 reduced and 68 closed positions. Its largest new stake was Ingredion: 23,478 shares worth $1.94M. The largest sale was Oracle, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 8% of assets, down from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2019 buy was Ingredion: 23,478 shares worth $1.94M.
  • Regal Investment Advisors added most to Bristol-Myers Squibb in Q2 2019, an estimated $1.9M increase.
  • Regal Investment Advisors's biggest Q2 2019 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $1.28M.
  • Regal Investment Advisors fully exited Oracle in Q2 2019, selling an estimated $2.23M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $513M portfolio in Q2 2019.
  • Regal Investment Advisors opened 33 new positions and closed 68 in Q2 2019.
  • Regal Investment Advisors's portfolio value rose 4.3% quarter-over-quarter to $513M.

Based on Regal Investment Advisors's 13F filing for Q2 2019, filed 26 Jul 2019.