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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
126
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.05M 0.21%
21,535
-462
-2% -$22.3K
SHV icon
127
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.04M 0.21%
+9,454
New +$1.04M
VYM icon
128
Vanguard High Dividend Yield ETF
VYM
$82.8B
$1.03M 0.21%
12,078
+2,095
+21% +$175K
EXC icon
129
Exelon
EXC
$47B
$1.02M 0.21%
28,421
+1,602
+6% +$54.5K
SPYD icon
130
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$1M 0.2%
26,485
-1,545
-6% -$57K
FM
131
DELISTED
iShares Frontier and Select EM ETF
FM
$986K 0.2%
34,645
+374
+1% +$10.6K
UUP icon
132
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$921K 0.19%
35,365
-6,590
-16% -$169K
BA icon
133
Boeing
BA
$185B
$909K 0.18%
2,383
+210
+10% +$80.8K
SHM icon
134
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$906K 0.18%
18,695
-730
-4% -$35.3K
NS
135
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
CSCO icon
136
Cisco
CSCO
$479B
$873K 0.18%
16,169
-847
-5% -$41.2K
DVY icon
137
iShares Select Dividend ETF
DVY
$23.6B
$867K 0.18%
8,827
-1,094
-11% -$105K
FXG icon
138
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$846K 0.17%
18,464
-492
-3% -$21.9K
PBP icon
139
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$824K 0.17%
39,193
-420
-1% -$8.63K
NVDA icon
140
NVIDIA
NVDA
$5.42T
$815K 0.17%
181,480
+14,000
+8% +$54.3K
TDIV icon
141
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$810K 0.16%
21,148
-496
-2% -$18K
BNDX icon
142
Vanguard Total International Bond ETF
BNDX
$82.2B
$801K 0.16%
14,354
-2,438
-15% -$134K
STOR
143
DELISTED
STORE Capital Corporation
STOR
– –
0
– –
PSK icon
144
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$763K 0.16%
17,885
-543
-3% -$22.7K
NUE icon
145
Nucor
NUE
$62.1B
$754K 0.15%
12,928
-400
-3% -$23.5K
KNOW
146
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$742K 0.15%
19,290
-255
-1% -$9.64K
FITB
147
Fifth Third Bancorp
FITB
$51.8B
$727K 0.15%
28,846
+15,995
+124% +$426K
GE icon
148
GE Aerospace
GE
$384B
$723K 0.15%
14,519
-5,853
-29% -$276K
FXH icon
149
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$720K 0.15%
9,427
+1,362
+17% +$102K
MRK icon
150
Merck
MRK
$318B
$718K 0.15%
9,042
-2,002
-18% -$150K
4 5
6
7 8

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.