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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
126
Boeing
BA
$185B
$969K 0.21%
2,957
+506
+21% +$171K
IVW icon
127
iShares S&P 500 Growth ETF
IVW
$77.6B
$964K 0.21%
24,876
+5,008
+25% +$200K
TDIV icon
128
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$961K 0.21%
26,838
+541
+2% +$19.7K
EMB icon
129
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$947K 0.21%
8,393
+185
+2% +$21K
NS
130
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
FM
131
DELISTED
iShares Frontier and Select EM ETF
FM
$917K 0.2%
26,121
-625
-2% -$21.7K
KMB icon
132
Kimberly-Clark
KMB
$36.5B
$908K 0.2%
8,249
+874
+12% +$99.5K
NUE icon
133
Nucor
NUE
$62.1B
$906K 0.2%
14,832
+1,643
+12% +$109K
EXC icon
134
Exelon
EXC
$47B
$887K 0.2%
31,874
+1,990
+7% +$53.7K
LEG icon
135
Leggett & Platt
LEG
$1.31B
$861K 0.19%
19,414
+3,000
+18% +$138K
FXR icon
136
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$852K 0.19%
21,514
+3,733
+21% +$152K
GOVT icon
137
iShares US Treasury Bond ETF
GOVT
$43.6B
$852K 0.19%
34,508
-314
-0.9% -$7.75K
X
138
DELISTED
US Steel
X
$846K 0.19%
24,048
-698
-3% -$27.5K
FXE icon
139
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$838K 0.19%
7,086
-206
-3% -$24.4K
FDT icon
140
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$822K 0.18%
13,091
-764
-6% -$48.8K
XLF icon
141
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$815K 0.18%
29,564
-4,899
-14% -$141K
MDT icon
142
Medtronic
MDT
$112B
$805K 0.18%
10,037
+4,563
+83% +$376K
SHM icon
143
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$770K 0.17%
16,099
-168
-1% -$8.06K
FXO icon
144
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$765K 0.17%
24,638
+2,275
+10% +$72K
DYLS
145
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
$738K 0.16%
+22,745
New +$749K
VYM icon
146
Vanguard High Dividend Yield ETF
VYM
$82.8B
$720K 0.16%
8,733
-16,952
-66% -$1.46M
IYJ icon
147
iShares US Industrials ETF
IYJ
$2.02B
$717K 0.16%
9,888
-748
-7% -$56.3K
TGT icon
148
Target
TGT
$68B
$715K 0.16%
10,295
+170
+2% +$12.4K
HD icon
149
Home Depot
HD
$355B
$701K 0.15%
3,934
+239
+6% +$44.8K
PBP icon
150
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$677K 0.15%
32,137
-977
-3% -$20.8K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.