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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
126
Ford
F
$58.5B
$836K 0.21%
74,737
-4,717
-6% -$52.7K
FM
127
DELISTED
iShares Frontier and Select EM ETF
FM
$809K 0.2%
28,311
+21
+0.1% +$607
IWM icon
128
iShares Russell 2000 ETF
IWM
$80.2B
$808K 0.2%
5,737
-392
-6% -$54.3K
LEG icon
129
Leggett & Platt
LEG
$1.34B
$804K 0.2%
15,314
-486
-3% -$25.4K
NVDA icon
130
NVIDIA
NVDA
$4.86T
$793K 0.2%
219,400
+5,160
+2% +$16.4K
UAA icon
131
Under Armour
UAA
$2.84B
$730K 0.18%
33,551
+358
+1% +$7.29K
EXC icon
132
Exelon
EXC
$47.2B
$727K 0.18%
28,240
+730
+3% +$18.6K
ISHG icon
133
iShares 1-3 Year International Treasury Bond ETF
ISHG
$837M
$726K 0.18%
8,849
+1,128
+15% +$90.2K
TDIV icon
134
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$726K 0.18%
23,274
+3,612
+18% +$115K
GOVT icon
135
iShares US Treasury Bond ETF
GOVT
$43.5B
$720K 0.18%
28,489
+2,185
+8% +$55.2K
SHM icon
136
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$720K 0.18%
14,839
+521
+4% +$25.3K
INTC icon
137
Intel
INTC
$455B
$713K 0.18%
21,141
+159
+0.8% +$5.69K
VYM icon
138
Vanguard High Dividend Yield ETF
VYM
$80.9B
$711K 0.18%
9,091
-420
-4% -$32.7K
NUE icon
139
Nucor
NUE
$58.6B
$708K 0.18%
12,232
-734
-6% -$43K
HYLS icon
140
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$702K 0.17%
14,272
+9
+0.1% +$443
IVE icon
141
iShares S&P 500 Value ETF
IVE
$49B
$692K 0.17%
6,591
+673
+11% +$70.1K
QTEC icon
142
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$692K 0.17%
11,092
+683
+7% +$42.8K
SDIV icon
143
Global X SuperDividend ETF
SDIV
$1.22B
$686K 0.17%
10,553
+509
+5% +$32.8K
FXU icon
144
First Trust Utilities AlphaDEX Fund
FXU
$814M
$674K 0.17%
24,793
-429
-2% -$11.8K
PBP icon
145
Invesco S&P 500 BuyWrite ETF
PBP
$358M
$672K 0.17%
30,241
+264
+0.9% +$5.89K
KBWY icon
146
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
$653K 0.16%
17,542
+983
+6% +$36.9K
DOC icon
147
Healthpeak Properties
DOC
$15.1B
– –
0
– –
SYY icon
148
Sysco
SYY
$40.8B
$640K 0.16%
12,722
-216
-2% -$11.5K
FXN icon
149
First Trust Energy AlphaDEX Fund
FXN
$388M
$630K 0.16%
47,325
-19,543
-29% -$274K
JXI icon
150
iShares Global Utilities ETF
JXI
$314M
$629K 0.16%
12,833
+266
+2% +$13.2K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.