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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
126
Invesco Financial Preferred ETF
PGF
$672M
$773K 0.21%
43,017
+2,490
+6% +$45.7K
JPM icon
127
JPMorgan Chase
JPM
$943B
$754K 0.21%
8,732
-2,320
-21% -$177K
EMB icon
128
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$740K 0.2%
6,711
+4,682
+231% +$525K
SCZ icon
129
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$739K 0.2%
14,831
+3,194
+27% +$161K
PBP icon
130
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$737K 0.2%
34,641
+4,023
+13% +$85.7K
HYLS icon
131
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$723K 0.2%
14,989
+7,769
+108% +$374K
REM icon
132
iShares Mortgage Real Estate ETF
REM
$546M
$709K 0.2%
16,849
+6,753
+67% +$283K
VYM icon
133
Vanguard High Dividend Yield ETF
VYM
$82.4B
$701K 0.19%
9,250
+303
+3% +$22.2K
FM
134
DELISTED
iShares Frontier and Select EM ETF
FM
$700K 0.19%
28,154
+1,096
+4% +$27.5K
BKLN icon
135
Invesco Senior Loan ETF
BKLN
$6.81B
$699K 0.19%
+29,928
New +$694K
INTC icon
136
Intel
INTC
$499B
$679K 0.19%
18,712
+253
+1% +$9.06K
SHM icon
137
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$677K 0.19%
14,114
+2,087
+17% +$101K
EEMV icon
138
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$674K 0.19%
13,777
-7,490
-35% -$384K
LEG icon
139
Leggett & Platt
LEG
$1.33B
$670K 0.19%
13,700
– –
DOC icon
140
Healthpeak Properties
DOC
$14.7B
– –
0
– –
SYY icon
141
Sysco
SYY
$40.2B
$660K 0.18%
11,928
-2,007
-14% -$104K
FXU icon
142
First Trust Utilities AlphaDEX Fund
FXU
$821M
$647K 0.18%
24,195
-22,666
-48% -$588K
XLV icon
143
State Street Health Care Select Sector SPDR ETF
XLV
$42.5B
$637K 0.18%
9,239
-900
-9% -$62.5K
GOVT icon
144
iShares US Treasury Bond ETF
GOVT
$43.6B
$627K 0.17%
25,136
+1,342
+6% +$34K
EXC icon
145
Exelon
EXC
$46.7B
$615K 0.17%
24,294
+2,534
+12% +$60.1K
FDL icon
146
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$604K 0.17%
21,747
-1,400
-6% -$38K
FXH icon
147
First Trust Health Care AlphaDEX Fund
FXH
$1.07B
$593K 0.16%
10,344
-1,005
-9% -$58.2K
KMB icon
148
Kimberly-Clark
KMB
$36.2B
$584K 0.16%
5,120
-401
-7% -$46.5K
IGIB icon
149
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$583K 0.16%
10,776
+5,476
+103% +$299K
IVE icon
150
iShares S&P 500 Value ETF
IVE
$49.7B
$581K 0.16%
5,733
+739
+15% +$72.1K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.