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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
126
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$776K 0.21%
9,099
-127,527
-93% -$10.8M
DOC icon
127
Healthpeak Properties
DOC
$15B
– –
0
– –
KMB icon
128
Kimberly-Clark
KMB
$37.4B
$745K 0.2%
5,420
+273
+5% +$35.7K
TSS
129
DELISTED
Total System Services, Inc.
TSS
$745K 0.2%
+14,023
New +$727K
GDX icon
130
VanEck Gold Miners ETF
GDX
$25.5B
$728K 0.2%
+26,261
New +$630K
IJK icon
131
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$707K 0.19%
16,724
+4,068
+32% +$169K
SYY icon
132
Sysco
SYY
$40.3B
$707K 0.19%
13,927
-3,091
-18% -$150K
DVY icon
133
iShares Select Dividend ETF
DVY
$23.5B
$683K 0.19%
8,003
+179
+2% +$14.7K
JPM icon
134
JPMorgan Chase
JPM
$955B
$682K 0.19%
10,981
+734
+7% +$45.8K
LEG icon
135
Leggett & Platt
LEG
$1.4B
$675K 0.19%
13,200
-1,300
-9% -$64K
PSX icon
136
Phillips 66
PSX
$81.2B
$675K 0.19%
8,504
-693
-8% -$56.6K
XLV icon
137
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$663K 0.18%
9,241
-175
-2% -$12.3K
FM
138
DELISTED
iShares Frontier and Select EM ETF
FM
$656K 0.18%
26,804
+1,485
+6% +$37.2K
IJT icon
139
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$651K 0.18%
10,144
+3,044
+43% +$191K
IGSB icon
140
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$645K 0.18%
12,156
-912
-7% -$48.1K
ADP icon
141
Automatic Data Processing
ADP
$107B
$636K 0.17%
6,923
-1,447
-17% -$128K
FDL icon
142
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$621K 0.17%
23,147
-500
-2% -$13K
GOVT icon
143
iShares US Treasury Bond ETF
GOVT
$43.7B
$610K 0.17%
23,246
+3,788
+19% +$97.9K
IJJ icon
144
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.96B
$609K 0.17%
9,514
+3,330
+54% +$210K
HP icon
145
Helmerich & Payne
HP
$3.33B
$600K 0.16%
8,944
– –
SHM icon
146
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$590K 0.16%
12,022
+386
+3% +$18.9K
FDT icon
147
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.32B
$587K 0.16%
+13,016
New +$601K
GCE
148
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$587K 0.16%
37,990
-1,899
-5% -$28.2K
BAC icon
149
Bank of America
BAC
$442B
$581K 0.16%
43,754
+4,517
+12% +$63.5K
JXI icon
150
iShares Global Utilities ETF
JXI
$310M
$553K 0.15%
11,213
-399
-3% -$19.1K
4 5
6
7 8

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.