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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
126
iShares International Select Dividend ETF
IDV
$8.51B
$726K 0.2%
25,042
-23,288
-48% -$641K
LEG icon
127
Leggett & Platt
LEG
$1.31B
$702K 0.19%
14,500
+500
+4% +$21.7K
KMB icon
128
Kimberly-Clark
KMB
$36.5B
$692K 0.19%
5,147
+297
+6% +$38.6K
IGSB icon
129
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$689K 0.19%
13,068
-12,124
-48% -$636K
IYW icon
130
iShares US Technology ETF
IYW
$25.2B
$654K 0.18%
24,116
-3,148
-12% -$79.5K
DVY icon
131
iShares Select Dividend ETF
DVY
$23.6B
$639K 0.17%
7,824
-875
-10% -$66.8K
XLV icon
132
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$638K 0.17%
9,416
+256
+3% +$17.1K
FM
133
DELISTED
iShares Frontier and Select EM ETF
FM
$622K 0.17%
25,319
+830
+3% +$19.7K
FDL icon
134
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$607K 0.16%
23,647
– –
JPM icon
135
JPMorgan Chase
JPM
$950B
$607K 0.16%
10,247
+5,048
+97% +$295K
BNDX icon
136
Vanguard Total International Bond ETF
BNDX
$82.2B
$597K 0.16%
10,955
+3,527
+47% +$190K
INTC icon
137
Intel
INTC
$513B
$585K 0.16%
18,081
+10,099
+127% +$310K
GCE
138
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$583K 0.16%
39,889
-452
-1% -$6.14K
SHM icon
139
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$568K 0.15%
11,636
+82
+0.7% +$4.01K
PCY icon
140
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$560K 0.15%
19,800
-661
-3% -$18.1K
JXI icon
141
iShares Global Utilities ETF
JXI
$311M
$558K 0.15%
11,612
-111
-0.9% -$5.02K
BAC icon
142
Bank of America
BAC
$442B
$530K 0.14%
39,237
+11,470
+41% +$155K
HP icon
143
Helmerich & Payne
HP
$3.71B
$525K 0.14%
8,944
+4,048
+83% +$214K
IVE icon
144
iShares S&P 500 Value ETF
IVE
$49.8B
$516K 0.14%
5,742
+622
+12% +$53.1K
USRT icon
145
iShares Core US REIT ETF
USRT
$4.63B
$516K 0.14%
10,540
+257
+2% +$11.7K
IJK icon
146
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$515K 0.14%
+12,656
New +$483K
FGD icon
147
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$506K 0.14%
22,442
-38
-0.2% -$811
AMLP icon
148
Alerian MLP ETF
AMLP
$12.8B
$503K 0.14%
9,204
+38
+0.4% +$1.93K
GOVT icon
149
iShares US Treasury Bond ETF
GOVT
$43.6B
$502K 0.14%
19,458
-803
-4% -$20.5K
XLU icon
150
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$499K 0.14%
+20,128
New +$465K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.