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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
126
Cincinnati Financial
CINF
$27.5B
$695K 0.19%
13,412
+425
+3% +$21.3K
CVX icon
127
Chevron
CVX
$371B
$682K 0.18%
6,082
+3,843
+172% +$437K
STLD icon
128
Steel Dynamics
STLD
$37.5B
$663K 0.18%
33,587
+267
+0.8% +$5.76K
FXZ icon
129
First Trust Materials AlphaDEX Fund
FXZ
$388M
$661K 0.18%
20,955
+3,200
+18% +$100K
VMBS icon
130
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$656K 0.18%
12,371
-727
-6% -$38.5K
JXI icon
131
iShares Global Utilities ETF
JXI
$309M
$653K 0.18%
13,272
+310
+2% +$15.2K
FBT icon
132
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
$629K 0.17%
6,170
-100
-2% -$9.77K
PFE icon
133
Pfizer
PFE
$149B
$622K 0.17%
21,033
+1,512
+8% +$43.4K
ULST icon
134
State Street Ultra Short Term Bond ETF
ULST
$526M
$622K 0.17%
15,556
+5,536
+55% +$222K
AEP icon
135
American Electric Power
AEP
$68.2B
$619K 0.17%
10,200
-214
-2% -$12.2K
FDL icon
136
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$602K 0.16%
25,129
-2,244
-8% -$53.5K
UDF
137
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$578K 0.15%
31,507
+9,928
+46% +$191K
ADP icon
138
Automatic Data Processing
ADP
$109B
$562K 0.15%
6,740
-432
-6% -$35K
PBP icon
139
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$549K 0.15%
26,493
+1,272
+5% +$26.3K
IWD icon
140
iShares Russell 1000 Value ETF
IWD
$83.2B
$540K 0.14%
5,171
-652
-11% -$66.5K
GLD icon
141
SPDR Gold Trust
GLD
$138B
$533K 0.14%
4,689
-11,054
-70% -$1.28M
XLK icon
142
State Street Technology Select Sector SPDR ETF
XLK
$122B
$529K 0.14%
25,578
+104
+0.4% +$2.11K
BAC icon
143
Bank of America
BAC
$441B
$502K 0.13%
28,058
+30
+0.1% +$513
FXO icon
144
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$492K 0.13%
21,150
– –
SCZ icon
145
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$490K 0.13%
10,499
-820
-7% -$38.7K
VZ icon
146
Verizon
VZ
$195B
$485K 0.13%
10,378
-8,710
-46% -$426K
UPS icon
147
United Parcel Service
UPS
$87.7B
$483K 0.13%
4,345
-2,079
-32% -$219K
WMT icon
148
Walmart Inc
WMT
$892B
$477K 0.13%
16,650
+1,002
+6% +$27.1K
MHR
149
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$474K 0.13%
150,938
– –
FCX icon
150
Freeport-McMoran
FCX
$95.5B
$466K 0.12%
19,958
-1,725
-8% -$47.6K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.