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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
126
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$540K 0.19%
8,885
-8,060
-48% -$474K
IVW icon
127
iShares S&P 500 Growth ETF
IVW
$77.1B
$526K 0.19%
19,984
+1,412
+8% +$35.8K
AEP icon
128
American Electric Power
AEP
$68.8B
$525K 0.19%
9,419
+5,115
+119% +$270K
AFL icon
129
Aflac
AFL
$63.9B
$521K 0.19%
16,728
+1,606
+11% +$50.1K
FBT icon
130
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.75B
$516K 0.18%
6,270
+100
+2% +$7.64K
MMM icon
131
3M
MMM
$93.9B
$512K 0.18%
4,276
+1,035
+32% +$121K
PFE icon
132
Pfizer
PFE
$147B
$507K 0.18%
18,003
+9,061
+101% +$258K
CAT icon
133
Caterpillar
CAT
$401B
$500K 0.18%
4,605
-976
-17% -$102K
SDY icon
134
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$499K 0.18%
6,513
+403
+7% +$30.2K
XLK icon
135
State Street Technology Select Sector SPDR ETF
XLK
$122B
$485K 0.17%
25,274
-27,536
-52% -$510K
FDT icon
136
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.32B
$484K 0.17%
9,116
+910
+11% +$47.6K
PBP icon
137
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$482K 0.17%
22,527
+141
+0.6% +$3.02K
IEI icon
138
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$476K 0.17%
3,908
-458
-10% -$55.6K
IWD icon
139
iShares Russell 1000 Value ETF
IWD
$83.2B
$451K 0.16%
4,456
-1,196
-21% -$117K
BKLN icon
140
Invesco Senior Loan ETF
BKLN
$6.8B
$440K 0.16%
17,674
+742
+4% +$18.4K
BAC icon
141
Bank of America
BAC
$442B
$436K 0.16%
28,361
-1,705
-6% -$26.5K
DHR icon
142
Danaher
DHR
$140B
$430K 0.15%
8,118
+5
+0.1% +$257
FXO icon
143
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$424K 0.15%
19,065
+1,105
+6% +$24K
FEX icon
144
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$419K 0.15%
9,463
+368
+4% +$15.7K
ADP icon
145
Automatic Data Processing
ADP
$107B
$412K 0.15%
5,923
-1,025
-15% -$70K
IVE icon
146
iShares S&P 500 Value ETF
IVE
$49.7B
$402K 0.14%
4,457
+297
+7% +$26.2K
PSP icon
147
Invesco Global Listed Private Equity ETF
PSP
$245M
$399K 0.14%
6,470
+129
+2% +$7.74K
HP icon
148
Helmerich & Payne
HP
$3.33B
$395K 0.14%
3,402
– –
VCSH icon
149
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$390K 0.14%
4,857
-933
-16% -$74.8K
DEM icon
150
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.95B
$388K 0.14%
7,490
-340
-4% -$17.2K
4 5
6
7 8

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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.