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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVXY icon
126
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
$453K 0.19%
7,309
+2,985
+69% +$186K
SDY icon
127
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$450K 0.19%
6,110
-11
-0.2% -$791
STIP icon
128
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$443K 0.19%
4,384
+353
+9% +$35.8K
IGIB icon
129
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$436K 0.18%
7,992
+2,758
+53% +$150K
LZB icon
130
La-Z-Boy
LZB
$1.69B
$436K 0.18%
+16,090
New +$440K
FDT icon
131
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$429K 0.18%
+8,206
New +$419K
DOC icon
132
Healthpeak Properties
DOC
$14.8B
$421K 0.18%
11,922
+1,326
+13% +$45.8K
BKLN icon
133
Invesco Senior Loan ETF
BKLN
$6.81B
$420K 0.18%
16,932
+7,903
+88% +$197K
DHR icon
134
Danaher
DHR
$144B
$409K 0.17%
8,113
– –
SO icon
135
Southern Company
SO
$107B
$402K 0.17%
9,160
+252
+3% +$10.6K
MAIN icon
136
Main Street Capital
MAIN
$5.48B
$401K 0.17%
12,199
+11,537
+1,743% +$393K
FXO icon
137
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$392K 0.17%
+17,960
New +$384K
PSP icon
138
Invesco Global Listed Private Equity ETF
PSP
$246M
$385K 0.16%
6,341
+5,855
+1,205% +$353K
DEM icon
139
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$384K 0.16%
7,830
+1,132
+17% +$53.8K
FEX icon
140
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$383K 0.16%
+9,095
New +$373K
HR icon
141
Healthcare Realty
HR
$6.84B
$374K 0.16%
16,436
-4,509
-22% -$98.2K
FXG icon
142
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$373K 0.16%
+10,113
New +$360K
MMM icon
143
3M
MMM
$94.3B
$368K 0.16%
3,241
+910
+39% +$101K
HP icon
144
Helmerich & Payne
HP
$3.71B
$366K 0.15%
+3,402
New +$316K
VCIT icon
145
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$366K 0.15%
4,307
+725
+20% +$61.1K
IVE icon
146
iShares S&P 500 Value ETF
IVE
$49.8B
$362K 0.15%
4,160
+4
+0.1% +$338
USRT icon
147
iShares Core US REIT ETF
USRT
$4.63B
$350K 0.15%
8,531
-1,504
-15% -$60.3K
QCOM icon
148
Qualcomm
QCOM
$176B
$347K 0.15%
4,400
+2,312
+111% +$174K
SH icon
149
ProShares Short S&P500
SH
$897M
$347K 0.15%
1,757
+1,685
+2,340% +$341K
FXZ icon
150
First Trust Materials AlphaDEX Fund
FXZ
$398M
$337K 0.14%
+10,106
New +$327K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.