We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
101
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$4.06M 0.26%
98,721
-2,426
-2% -$97.9K
VWOB icon
102
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$4.03M 0.26%
60,192
+3,272
+6% +$216K
VSS icon
103
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$4.01M 0.26%
28,105
+3,464
+14% +$480K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.98M 0.26%
40,634
+2,061
+5% +$200K
BDVL
105
iShares Disciplined Volatility Equity Active ETF
BDVL
$1.78B
$3.9M 0.25%
+156,114
New +$3.89M
TGT icon
106
Target
TGT
$68B
$3.88M 0.25%
43,205
+750
+2% +$73.8K
RPRX icon
107
Royalty Pharma
RPRX
$25.3B
$3.87M 0.25%
109,724
+16,792
+18% +$608K
ULTA icon
108
Ulta Beauty
ULTA
$24.3B
$3.86M 0.25%
7,059
-21
-0.3% -$10.8K
PEP icon
109
PepsiCo
PEP
$190B
$3.82M 0.25%
27,201
+5,986
+28% +$855K
DEM icon
110
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$3.79M 0.25%
82,332
+53,778
+188% +$2.48M
LZB icon
111
La-Z-Boy
LZB
$1.69B
$3.77M 0.25%
109,856
– –
SPYM
112
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$3.74M 0.24%
47,704
+25,332
+113% +$1.91M
VXF icon
113
Vanguard Extended Market ETF
VXF
$31.9B
$3.63M 0.24%
17,348
-806
-4% -$163K
IAGG icon
114
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$3.58M 0.23%
69,906
+7,208
+11% +$368K
EOG icon
115
EOG Resources
EOG
$70.7B
$3.56M 0.23%
31,753
+3,166
+11% +$378K
GOVT icon
116
iShares US Treasury Bond ETF
GOVT
$43.8B
$3.53M 0.23%
152,594
+4,300
+3% +$98.6K
ELV icon
117
Elevance Health
ELV
$85.5B
$3.5M 0.23%
+10,838
New +$3.37M
XLE icon
118
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.48M 0.23%
77,976
+14,346
+23% +$628K
FIS icon
119
Fidelity National Information Services
FIS
$22.1B
$3.44M 0.22%
52,204
-504
-1% -$36.8K
AEP icon
120
American Electric Power
AEP
$68.4B
$3.43M 0.22%
30,530
+118
+0.4% +$12.9K
IWC icon
121
iShares Micro-Cap ETF
IWC
$1.5B
$3.42M 0.22%
22,964
-310
-1% -$43K
STIP icon
122
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$3.37M 0.22%
32,627
+25,187
+339% +$2.6M
BLDR icon
123
Builders FirstSource
BLDR
$8.04B
$3.37M 0.22%
27,794
-131
-0.5% -$17.4K
META icon
124
Meta Platforms (Facebook)
META
$1.51T
$3.34M 0.22%
4,545
+538
+13% +$400K
FYX icon
125
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$3.33M 0.22%
30,595
-326
-1% -$33.9K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.