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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
101
Fidelity National Information Services
FIS
$22.1B
$3.87M 0.29%
64,381
+18,501
+40% +$1.02M
FLOT icon
102
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.83M 0.29%
75,750
-150
-0.2% -$7.61K
DUK icon
103
Duke Energy
DUK
$97.3B
$3.83M 0.29%
39,458
+1,769
+5% +$161K
GSIE icon
104
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.75M 0.28%
114,857
+1,286
+1% +$39.3K
APAM icon
105
Artisan Partners
APAM
$3.02B
$3.73M 0.28%
84,413
+8,790
+12% +$332K
AEP icon
106
American Electric Power
AEP
$68.4B
$3.73M 0.28%
45,883
-1,397
-3% -$108K
EXPE icon
107
Expedia Group
EXPE
$37.3B
$3.69M 0.28%
24,277
+2,098
+9% +$257K
CINF icon
108
Cincinnati Financial
CINF
$27.1B
$3.65M 0.28%
35,244
+2,107
+6% +$214K
VB icon
109
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$3.63M 0.27%
17,030
+665
+4% +$128K
IVW icon
110
iShares S&P 500 Growth ETF
IVW
$77.6B
$3.58M 0.27%
47,733
+726
+2% +$51.7K
MMM icon
111
3M
MMM
$94.3B
$3.58M 0.27%
39,186
+2,829
+8% +$227K
ICSH icon
112
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.58M 0.27%
71,087
+1,321
+2% +$66.5K
GHYB icon
113
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.53M 0.27%
79,957
+989
+1% +$42.1K
IGIB icon
114
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$3.5M 0.26%
+67,319
New +$3.33M
VO icon
115
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.49M 0.26%
60,084
+1,600
+3% +$85.5K
GLD icon
116
SPDR Gold Trust
GLD
$142B
$3.41M 0.26%
17,831
+355
+2% +$65.1K
KMB icon
117
Kimberly-Clark
KMB
$36.5B
$3.34M 0.25%
27,475
-1,773
-6% -$214K
JNK icon
118
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.34M 0.25%
35,237
-1,076
-3% -$98.2K
IEMG icon
119
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$3.29M 0.25%
64,977
-2,384
-4% -$115K
RSG icon
120
Republic Services
RSG
$65.7B
$3.22M 0.24%
19,555
+1,606
+9% +$249K
ADP icon
121
Automatic Data Processing
ADP
$108B
$3.22M 0.24%
13,840
+8
+0.1% +$1.86K
XLE icon
122
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.18M 0.24%
75,902
+17,652
+30% +$755K
TDIV icon
123
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$3.05M 0.23%
47,634
-2,711
-5% -$160K
META icon
124
Meta Platforms (Facebook)
META
$1.51T
$3.02M 0.23%
8,538
+2,060
+32% +$671K
IBM icon
125
IBM
IBM
$224B
$3.02M 0.23%
18,455
+1,018
+6% +$154K
3 4
5
6 7

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VCM
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SFI
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WJA
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.