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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
101
La-Z-Boy
LZB
$1.69B
$3.19M 0.28%
109,856
– –
FANG icon
102
Diamondback Energy
FANG
$52.7B
$3.14M 0.28%
23,264
-437
-2% -$60.9K
COST icon
103
Costco
COST
$420B
$3.11M 0.27%
6,261
-103
-2% -$50.5K
GLD icon
104
SPDR Gold Trust
GLD
$142B
$3.09M 0.27%
16,838
+4,597
+38% +$809K
ADP icon
105
Automatic Data Processing
ADP
$108B
$3.03M 0.27%
13,630
+201
+1% +$45.3K
VB icon
106
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.98M 0.26%
15,734
+2,431
+18% +$471K
FDN icon
107
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.94M 0.26%
19,904
-216
-1% -$29.8K
VO icon
108
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.92M 0.26%
55,312
+1,176
+2% +$62.6K
JNK icon
109
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$2.92M 0.26%
31,414
+728
+2% +$66.9K
IVOL icon
110
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$2.82M 0.25%
123,941
+13,909
+13% +$307K
CLX icon
111
Clorox
CLX
$12.7B
$2.78M 0.25%
17,598
+1,402
+9% +$210K
VWOB icon
112
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.76M 0.24%
44,359
+2,946
+7% +$183K
RSG icon
113
Republic Services
RSG
$65.7B
$2.74M 0.24%
20,276
+2,059
+11% +$263K
CVS icon
114
CVS Health
CVS
$122B
$2.72M 0.24%
36,606
+22,890
+167% +$1.92M
JEPI icon
115
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.72M 0.24%
49,797
+26,913
+118% +$1.46M
TDIV icon
116
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.71M 0.24%
50,066
-7,852
-14% -$403K
AMLP icon
117
Alerian MLP ETF
AMLP
$13.1B
$2.69M 0.24%
69,537
+3,392
+5% +$133K
TFLO icon
118
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$2.68M 0.24%
53,032
+6,399
+14% +$323K
JPM icon
119
JPMorgan Chase
JPM
$950B
$2.68M 0.24%
20,550
-7,478
-27% -$1.02M
SCZ icon
120
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.66M 0.24%
44,721
+786
+2% +$46.7K
PSX icon
121
Phillips 66
PSX
$81.4B
$2.63M 0.23%
25,901
+23,647
+1,049% +$2.4M
LMBS icon
122
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.53M 0.22%
52,814
+1,099
+2% +$52.6K
CBOE icon
123
Cboe Global Markets
CBOE
$29.9B
$2.46M 0.22%
18,293
+16,372
+852% +$2.05M
BATRA icon
124
Atlanta Braves Holdings Series A
BATRA
$3.43B
$2.44M 0.22%
70,552
+55,831
+379% +$1.91M
IGLB icon
125
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$2.42M 0.21%
+46,213
New +$2.4M
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.