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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
101
CALL
GSK
GSK
$106B
– –
-800
Closed -$41K
GSK icon
102
GSK
GSK
$106B
– –
-16,817
Closed -$857K
GVI icon
103
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
– –
-1,705
Closed -$201K
GWRE icon
104
Guidewire Software
GWRE
$14.2B
– –
-14,065
Closed -$1.56M
GXC icon
105
State Street SPDR S&P China ETF
GXC
$482M
– –
-2,542
Closed -$267K
HBAN icon
106
Huntington Bancshares
HBAN
$35.5B
– –
-25,031
Closed -$226K
HD icon
107
Home Depot
HD
$355B
– –
-4,411
Closed -$1.1M
HDV
108
iShares Core High Dividend ETF
HDV
$14.8B
– –
-92,645
Closed -$1.5M
HON icon
109
Honeywell
HON
$78B
– –
-3,311
Closed -$451K
HYD icon
110
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-9,771
Closed -$579K
HYG icon
111
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-8,339
Closed -$681K
HYLS icon
112
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-6,333
Closed -$290K
IAGG icon
113
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-101,273
Closed -$5.64M
IAU icon
114
iShares Gold Trust
IAU
$64.4B
– –
-24,609
Closed -$836K
IBB icon
115
iShares Biotechnology ETF
IBB
$9.71B
– –
-2,506
Closed -$342K
IBCP icon
116
Independent Bank Corp
IBCP
$844M
– –
-14,979
Closed -$222K
IBM icon
117
IBM
IBM
$224B
– –
-6,112
Closed -$706K
IEFA icon
118
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-63,406
Closed -$3.62M
IGSB icon
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-17,656
Closed -$966K
IGV icon
120
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
– –
-3,855
Closed -$219K
IHI icon
121
iShares US Medical Devices ETF
IHI
$3.37B
– –
-40,434
Closed -$1.78M
IJS icon
122
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-5,228
Closed -$315K
IJT icon
123
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
– –
-6,852
Closed -$582K
IJUL icon
124
Innovator International Developed Power Buffer ETF July
IJUL
$258M
– –
-10,572
Closed -$239K
INGR icon
125
Ingredion
INGR
$6.58B
– –
-16,213
Closed -$1.35M
3 4
5
6 7

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VCM
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.