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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWT icon
101
iShares MSCI Taiwan ETF
EWT
$11.1B
– –
-5,182
Closed -$213K
EXC icon
102
Exelon
EXC
$47B
– –
-24,720
Closed -$804K
EXTR icon
103
Extreme Networks
EXTR
$3.15B
– –
-16,940
Closed -$125K
F icon
104
Ford
F
$55.7B
– –
-83,237
Closed -$774K
FAF icon
105
First American
FAF
$7.58B
– –
-3,568
Closed -$208K
FDL icon
106
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
– –
-15,284
Closed -$498K
FDN icon
107
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-26,246
Closed -$3.65M
FDT icon
108
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
– –
-10,678
Closed -$594K
FDX icon
109
FedEx
FDX
$75.4B
– –
-2,379
Closed -$360K
FEM icon
110
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
– –
-10,197
Closed -$271K
FEX icon
111
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-6,981
Closed -$455K
FHLC icon
112
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
– –
-5,525
Closed -$275K
FITB
113
Fifth Third Bancorp
FITB
$51.8B
– –
-32,004
Closed -$984K
FMB icon
114
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-6,867
Closed -$381K
FSI icon
115
Flexible Solutions
FSI
$64.1M
– –
-11,260
Closed -$29K
FSK icon
116
FS KKR Capital
FSK
$3.44B
– –
-14,878
Closed -$365K
FTA icon
117
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
– –
-80,596
Closed -$4.55M
FTCS icon
118
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-7,825
Closed -$472K
FTXO icon
119
First Trust Nasdaq Bank ETF
FTXO
$315M
– –
-11,356
Closed -$320K
FV icon
120
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
– –
-102,182
Closed -$3.23M
FXD icon
121
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-9,600
Closed -$435K
FXG icon
122
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-18,449
Closed -$923K
FXH icon
123
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-9,652
Closed -$813K
FXL icon
124
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-7,931
Closed -$576K
FXN icon
125
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-10,873
Closed -$115K
3 4
5
6 7

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.