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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.91%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$329M
AUM Growth
-$123M
Cap. Flow
-$128M
Cap. Flow %
-39.01%
Top 10 Hldgs %
19.4%
Holding
332
New
23
Increased
18
Reduced
212
Closed
75

Top Buys

Rank Stock Value
1
FCX icon
Freeport-McMoran
FCX
+$1.8M
2
MKSI icon
MKS Inc
MKSI
+$1.73M
3
INVA icon
Innoviva
INVA
+$1.68M
4
LEA icon
Lear
LEA
+$1.64M
5
LPX icon
Louisiana-Pacific
LPX
+$1.63M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.64M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.93M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.79M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.83M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.59M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Healthcare 6.41%
3 Consumer Discretionary 5.72%
4 Industrials 4.82%
5 Financials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
101
Cincinnati Financial
CINF
$27.5B
$1.09M 0.33%
16,339
-8,877
-35% -$631K
VXF icon
102
Vanguard Extended Market ETF
VXF
$31.2B
$1.08M 0.33%
9,141
-1,612
-15% -$187K
SPSM icon
103
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$1.06M 0.32%
32,998
+15,701
+91% +$495K
VWOB icon
104
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$1.06M 0.32%
14,108
-6,429
-31% -$491K
USRT icon
105
iShares Core US REIT ETF
USRT
$4.6B
$1.02M 0.31%
20,742
+11,025
+113% +$514K
EWJ icon
106
iShares MSCI Japan ETF
EWJ
$22.5B
$991K 0.3%
17,110
-5,785
-25% -$349K
DVY icon
107
iShares Select Dividend ETF
DVY
$23.5B
$987K 0.3%
10,099
-2,952
-23% -$286K
QTEC icon
108
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$985K 0.3%
12,781
-1,588
-11% -$124K
AFL icon
109
Aflac
AFL
$64.5B
$978K 0.3%
22,726
-13,242
-37% -$595K
WMT icon
110
Walmart Inc
WMT
$892B
$971K 0.29%
34,011
-20,976
-38% -$596K
PEP icon
111
PepsiCo
PEP
$189B
$956K 0.29%
8,785
-17,813
-67% -$1.84M
VSS icon
112
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$951K 0.29%
8,236
-2,308
-22% -$276K
GE icon
113
GE Aerospace
GE
$389B
$910K 0.28%
13,956
-23,401
-63% -$1.56M
VCSH icon
114
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$901K 0.27%
11,532
-1,846
-14% -$144K
AMJ
115
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$901K 0.27%
33,898
-26,526
-44% -$694K
IWM icon
116
iShares Russell 2000 ETF
IWM
$82.1B
$898K 0.27%
5,481
-2,672
-33% -$427K
HDV
117
iShares Core High Dividend ETF
HDV
$14.8B
$891K 0.27%
52,425
-53,210
-50% -$905K
GOVT icon
118
iShares US Treasury Bond ETF
GOVT
$43.5B
$874K 0.27%
35,488
+980
+3% +$24K
FXG icon
119
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$868K 0.26%
18,417
-2,625
-12% -$122K
VZ icon
120
Verizon
VZ
$195B
$859K 0.26%
17,079
-8,717
-34% -$422K
SJNK icon
121
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$850K 0.26%
31,131
-16,228
-34% -$444K
GNR icon
122
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$837K 0.25%
16,705
-4,435
-21% -$225K
IAGG icon
123
iShares Core International Aggregate Bond Fund
IAGG
$11B
$837K 0.25%
+15,885
New +$834K
X
124
DELISTED
US Steel
X
$833K 0.25%
23,972
-76
-0.3% -$2.72K
SHM icon
125
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$808K 0.25%
16,837
+738
+5% +$35.3K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q2 2018 Portfolio in Review

As of Q2 2018, Regal Investment Advisors held 332 positions worth $329M, down 27% from $452M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $128M in Q2 2018, closing 75 positions and reducing 212 holdings. Its most notable exit was Blackrock, an estimated $2.49M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Regal Investment Advisors opened a new position in Freeport-McMoran worth $1.83M.

  • Regal Investment Advisors's largest Q2 2018 buy was Freeport-McMoran: 106,063 shares worth $1.83M.
  • Regal Investment Advisors added most to Chevron in Q2 2018, an estimated $564K increase.
  • Regal Investment Advisors's biggest Q2 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $6.64M.
  • Regal Investment Advisors fully exited Blackrock in Q2 2018, selling an estimated $2.49M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $329M portfolio in Q2 2018.
  • Regal Investment Advisors opened 23 new positions and closed 75 in Q2 2018.
  • Regal Investment Advisors's portfolio value fell 27% quarter-over-quarter to $329M.

Based on Regal Investment Advisors's 13F filing for Q2 2018, filed 10 Aug 2018.