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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMJ
101
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.45M 0.32%
60,424
+19,673
+48% +$539K
EWJ icon
102
iShares MSCI Japan ETF
EWJ
$23B
$1.39M 0.31%
22,895
-2,624
-10% -$161K
NVDA icon
103
NVIDIA
NVDA
$5.42T
$1.38M 0.3%
237,840
+18,800
+9% +$110K
COST icon
104
Costco
COST
$420B
$1.37M 0.3%
7,284
+6,004
+469% +$1.13M
IWC icon
105
iShares Micro-Cap ETF
IWC
$1.52B
$1.35M 0.3%
14,043
+554
+4% +$54K
STLD icon
106
Steel Dynamics
STLD
$37.6B
$1.33M 0.3%
30,192
+8
+0% +$368
VTIP icon
107
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.31M 0.29%
26,884
+3,526
+15% +$172K
SJNK icon
108
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.3M 0.29%
47,359
+12,126
+34% +$334K
VSS icon
109
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.26M 0.28%
10,544
+46
+0.4% +$5.56K
DVY icon
110
iShares Select Dividend ETF
DVY
$23.6B
$1.24M 0.27%
13,051
-578
-4% -$56.4K
IWM icon
111
iShares Russell 2000 ETF
IWM
$83B
$1.24M 0.27%
8,153
+1,968
+32% +$304K
JPM icon
112
JPMorgan Chase
JPM
$950B
$1.23M 0.27%
11,219
+913
+9% +$103K
VZ icon
113
Verizon
VZ
$196B
$1.23M 0.27%
25,796
+309
+1% +$15.5K
VXF icon
114
Vanguard Extended Market ETF
VXF
$31.7B
$1.2M 0.27%
10,753
+53
+0.5% +$6.02K
SYY icon
115
Sysco
SYY
$40.3B
$1.09M 0.24%
18,268
+2,550
+16% +$154K
QTEC icon
116
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$1.09M 0.24%
14,369
+442
+3% +$34K
CVX icon
117
Chevron
CVX
$366B
$1.08M 0.24%
9,481
+297
+3% +$35.5K
VCSH icon
118
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.05M 0.23%
13,378
+6,294
+89% +$495K
WM icon
119
Waste Management
WM
$91B
$1.04M 0.23%
12,391
+1,449
+13% +$124K
AMZN icon
120
Amazon
AMZN
$2.96T
$1.03M 0.23%
14,280
+2,120
+17% +$152K
ERUS
121
DELISTED
iShares MSCI Russia ETF
ERUS
$1.03M 0.23%
+28,210
New +$1.04M
GNR icon
122
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$1.02M 0.23%
21,140
-349
-2% -$17.4K
TIP icon
123
iShares TIPS Bond ETF
TIP
$14.5B
$994K 0.22%
8,791
+1,248
+17% +$140K
FXG icon
124
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$987K 0.22%
21,042
+1,000
+5% +$48.4K
ISHG icon
125
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$984K 0.22%
11,349
+1,132
+11% +$97.7K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.