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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
101
First Trust Energy AlphaDEX Fund
FXN
$369M
$1.08M 0.3%
65,435
-22,535
-26% -$354K
IWC icon
102
iShares Micro-Cap ETF
IWC
$1.5B
$1.07M 0.3%
12,529
-105
-0.8% -$8.43K
DBC icon
103
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.07M 0.3%
67,370
+18,855
+39% +$287K
WMT icon
104
Walmart Inc
WMT
$892B
$1.02M 0.28%
44,217
+4,218
+11% +$98.4K
XLF icon
105
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.02M 0.28%
43,721
+5,793
+15% +$124K
ADP icon
106
Automatic Data Processing
ADP
$109B
$1.01M 0.28%
9,827
+1,502
+18% +$140K
VTIP icon
107
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.01M 0.28%
20,540
-1,211
-6% -$59.8K
VB icon
108
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$991K 0.27%
7,688
-244
-3% -$30.3K
AFL icon
109
Aflac
AFL
$64.5B
$990K 0.27%
28,436
+2,410
+9% +$84.9K
PEP icon
110
PepsiCo
PEP
$189B
$970K 0.27%
9,270
-311
-3% -$32.6K
EMLP icon
111
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$963K 0.27%
38,171
-11,048
-22% -$273K
F icon
112
Ford
F
$55B
$954K 0.26%
78,683
+3,289
+4% +$39.9K
VSS icon
113
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$950K 0.26%
10,100
+963
+11% +$92.2K
ISHG icon
114
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$894K 0.25%
11,722
-129
-1% -$10.2K
GNR icon
115
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$892K 0.25%
21,720
-254
-1% -$10.2K
NUE icon
116
Nucor
NUE
$61.9B
$887K 0.25%
14,905
-1,197
-7% -$66.9K
QQQ icon
117
Invesco QQQ Trust
QQQ
$479B
$865K 0.24%
7,304
-7,450
-50% -$879K
MBB icon
118
iShares MBS ETF
MBB
$39B
$864K 0.24%
8,126
-11,982
-60% -$1.3M
FEM icon
119
First Trust Emerging Markets AlphaDEX Fund
FEM
$772M
$850K 0.24%
+41,852
New +$856K
DVY icon
120
iShares Select Dividend ETF
DVY
$23.5B
$845K 0.23%
9,539
+569
+6% +$49K
CVX icon
121
Chevron
CVX
$371B
$816K 0.23%
6,929
-3,072
-31% -$335K
TDIV icon
122
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$804K 0.22%
27,170
-31,750
-54% -$924K
CVY icon
123
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$802K 0.22%
39,801
+4,384
+12% +$86.2K
TIP icon
124
iShares TIPS Bond ETF
TIP
$14.5B
$786K 0.22%
6,944
+3,091
+80% +$353K
RFEM icon
125
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.4M
$785K 0.22%
+14,870
New +$817K
3 4
5
6 7

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.