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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
101
Invesco Financial Preferred ETF
PGF
$674M
$1.09M 0.3%
57,080
-1,963
-3% -$37.1K
XLF icon
102
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$1.09M 0.3%
54,510
+632
+1% +$12.8K
VTIP icon
103
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.05M 0.29%
21,219
-2,580
-11% -$127K
FXH icon
104
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1M 0.27%
16,974
-612
-3% -$35.5K
PEP icon
105
PepsiCo
PEP
$189B
$969K 0.27%
9,144
-1,949
-18% -$201K
CVX icon
106
Chevron
CVX
$372B
$949K 0.26%
9,057
+701
+8% +$70.5K
NUE icon
107
Nucor
NUE
$62.1B
$945K 0.26%
19,124
-709
-4% -$34.6K
ISHG icon
108
iShares 1-3 Year International Treasury Bond ETF
ISHG
$830M
$939K 0.26%
11,454
-1,307
-10% -$108K
PBP icon
109
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$921K 0.25%
44,469
-779
-2% -$15.9K
F icon
110
Ford
F
$56.7B
$916K 0.25%
72,873
-5,058
-6% -$66.7K
VB icon
111
Vanguard Morningstar Small-Cap ETF
VB
$81.9B
$910K 0.25%
7,865
-2,082
-21% -$236K
GLD icon
112
SPDR Gold Trust
GLD
$137B
$908K 0.25%
7,179
-17,521
-71% -$2.11M
IYH icon
113
iShares US Healthcare ETF
IYH
$3.48B
$905K 0.25%
30,515
-9,555
-24% -$279K
IWC icon
114
iShares Micro-Cap ETF
IWC
$1.51B
$898K 0.25%
12,705
+574
+5% +$40.1K
STLD icon
115
Steel Dynamics
STLD
$37.9B
$896K 0.25%
36,577
+14
+0% +$342
IEF icon
116
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$875K 0.24%
7,750
-257
-3% -$28.4K
CVY icon
117
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$870K 0.24%
45,896
-1,375
-3% -$25.9K
IVW icon
118
iShares S&P 500 Growth ETF
IVW
$77.4B
$861K 0.24%
29,528
+964
+3% +$28K
AFL icon
119
Aflac
AFL
$63.5B
$859K 0.24%
23,804
-2,994
-11% -$102K
WMT icon
120
Walmart Inc
WMT
$893B
$844K 0.23%
34,674
+1,674
+5% +$38.7K
GNR icon
121
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.85B
$813K 0.22%
21,908
+393
+2% +$14.4K
PDM
122
Piedmont Realty Trust
PDM
$1.19B
– –
0
– –
PNC icon
123
PNC Financial Services
PNC
$102B
$804K 0.22%
9,876
+178
+2% +$15.3K
EEMV icon
124
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$802K 0.22%
15,537
+9,325
+150% +$473K
VSS icon
125
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$801K 0.22%
8,602
+238
+3% +$22.6K
3 4
5
6 7

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.