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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISHG icon
101
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$1.05M 0.28%
12,761
-22
-0.2% -$1.75K
IJH icon
102
iShares Core S&P Mid-Cap ETF
IJH
$127B
$1.03M 0.28%
35,860
-485
-1% -$13K
FXN icon
103
First Trust Energy AlphaDEX Fund
FXN
$368M
$1.03M 0.28%
73,002
-5,972
-8% -$75.5K
CINF icon
104
Cincinnati Financial
CINF
$27.1B
$1.02M 0.28%
15,684
+700
+5% +$42.6K
FXH icon
105
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$980K 0.27%
17,586
+969
+6% +$52.4K
PFE icon
106
Pfizer
PFE
$153B
$971K 0.26%
34,546
+589
+2% +$16.8K
NUE icon
107
Nucor
NUE
$62.1B
$938K 0.25%
19,833
-1,686
-8% -$68.6K
PBP icon
108
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$916K 0.25%
45,248
-71
-0.2% -$1.4K
FXU icon
109
First Trust Utilities AlphaDEX Fund
FXU
$825M
$890K 0.24%
+34,271
New +$809K
IEF icon
110
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$883K 0.24%
8,007
+6,049
+309% +$660K
CVY icon
111
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$874K 0.24%
47,271
+152
+0.3% +$2.67K
AFL icon
112
Aflac
AFL
$63.4B
$846K 0.23%
26,798
+1,806
+7% +$53.6K
IVW icon
113
iShares S&P 500 Growth ETF
IVW
$77.6B
$828K 0.22%
28,564
+4,668
+20% +$128K
IWC icon
114
iShares Micro-Cap ETF
IWC
$1.52B
$824K 0.22%
12,131
+885
+8% +$57.1K
STLD icon
115
Steel Dynamics
STLD
$37.6B
$823K 0.22%
36,563
-58
-0.2% -$1.09K
PNC icon
116
PNC Financial Services
PNC
$101B
$820K 0.22%
9,698
-258
-3% -$22K
CVX icon
117
Chevron
CVX
$366B
$797K 0.22%
8,356
-4,235
-34% -$370K
PSX icon
118
Phillips 66
PSX
$81.4B
$796K 0.22%
9,197
-813
-8% -$66.1K
SYY icon
119
Sysco
SYY
$40.3B
$795K 0.22%
17,018
+1,103
+7% +$47.6K
VSS icon
120
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$781K 0.21%
8,364
+71
+0.9% +$6.24K
PDM
121
Piedmont Realty Trust
PDM
$1.19B
– –
-23,520
Closed -$438K
DOC icon
122
Healthpeak Properties
DOC
$14.8B
– –
-35,703
Closed -$1.07M
WMT icon
123
Walmart Inc
WMT
$890B
$753K 0.2%
33,000
-1,716
-5% -$37.6K
GNR icon
124
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$752K 0.2%
21,515
+5,423
+34% +$172K
ADP icon
125
Automatic Data Processing
ADP
$108B
$751K 0.2%
8,370
+900
+12% +$75.4K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.