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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
101
First Trust Energy AlphaDEX Fund
FXN
$369M
$1.09M 0.28%
78,974
-11,558
-13% -$181K
RLY icon
102
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.09M 0.28%
49,062
-6,497
-12% -$150K
AMJ
103
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.08M 0.28%
37,403
-3,915
-9% -$120K
EMLP icon
104
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$1.05M 0.27%
52,250
-4,810
-8% -$105K
VB icon
105
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$1.04M 0.27%
9,448
-497
-5% -$56.3K
FBT icon
106
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.74B
$1.04M 0.27%
9,205
+925
+11% +$99.6K
PFE icon
107
Pfizer
PFE
$149B
$1.04M 0.27%
33,957
+10,852
+47% +$341K
IJH icon
108
iShares Core S&P Mid-Cap ETF
IJH
$125B
$1.01M 0.26%
36,345
+6,200
+21% +$177K
FXH icon
109
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1M 0.26%
16,617
+384
+2% +$22.9K
ISHG icon
110
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$996K 0.26%
12,783
-2,201
-15% -$172K
PNC icon
111
PNC Financial Services
PNC
$101B
$948K 0.25%
9,956
-141
-1% -$13.1K
AEP icon
112
American Electric Power
AEP
$68.2B
$947K 0.25%
16,255
+4,855
+43% +$275K
PBP icon
113
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$929K 0.24%
45,319
-6,829
-13% -$143K
TGT icon
114
Target
TGT
$66.8B
$914K 0.24%
12,588
-887
-7% -$66.2K
VZ icon
115
Verizon
VZ
$195B
$913K 0.24%
19,765
+5,359
+37% +$243K
HYG icon
116
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$912K 0.24%
11,323
-1,715
-13% -$143K
CINF icon
117
Cincinnati Financial
CINF
$27.5B
$886K 0.23%
14,984
+3,284
+28% +$194K
IGIB icon
118
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$871K 0.23%
16,250
-16,688
-51% -$903K
NUE icon
119
Nucor
NUE
$61.9B
$867K 0.22%
21,519
-64,949
-75% -$2.67M
CVY icon
120
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$856K 0.22%
47,119
-7,608
-14% -$145K
PSX icon
121
Phillips 66
PSX
$82B
$818K 0.21%
10,010
+179
+2% +$15.4K
IWC icon
122
iShares Micro-Cap ETF
IWC
$1.5B
$810K 0.21%
11,246
+3,993
+55% +$294K
VSS icon
123
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$770K 0.2%
8,293
+2,918
+54% +$276K
AFL icon
124
Aflac
AFL
$64.5B
$748K 0.19%
24,992
-5,542
-18% -$173K
IYW icon
125
iShares US Technology ETF
IYW
$24.8B
$729K 0.19%
27,264
-4,560
-14% -$123K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.