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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
101
Clorox
CLX
$12.8B
$1.06M 0.28%
9,200
-465
-5% -$52.2K
CVX icon
102
Chevron
CVX
$366B
$1.06M 0.28%
13,441
+4,952
+58% +$417K
TGT icon
103
Target
TGT
$67.5B
$1.06M 0.27%
13,475
-3,544
-21% -$283K
QQQ icon
104
Invesco QQQ Trust
QQQ
$482B
$1.06M 0.27%
10,405
+528
+5% +$56.7K
PBP icon
105
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$1.05M 0.27%
52,148
-4,715
-8% -$98.7K
CVY icon
106
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.01M 0.26%
54,727
-3,971
-7% -$80.2K
DOC icon
107
Healthpeak Properties
DOC
$14.7B
$983K 0.26%
28,988
+7,985
+38% +$276K
FXR icon
108
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$970K 0.25%
37,580
-3,034
-7% -$85.9K
FXH icon
109
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$944K 0.25%
16,233
-117
-0.7% -$7.77K
SYY icon
110
Sysco
SYY
$40.1B
$930K 0.24%
23,879
+7,268
+44% +$277K
KO icon
111
Coca-Cola
KO
$375B
$905K 0.23%
22,580
-771
-3% -$30.9K
PNC icon
112
PNC Financial Services
PNC
$101B
$900K 0.23%
10,097
+80
+0.8% +$7.53K
AFL icon
113
Aflac
AFL
$63.5B
$887K 0.23%
30,534
+8,756
+40% +$265K
AMLP icon
114
Alerian MLP ETF
AMLP
$12.8B
$885K 0.23%
14,189
-6,708
-32% -$488K
VOE icon
115
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$879K 0.23%
10,564
+4,427
+72% +$393K
FBT icon
116
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$838K 0.22%
8,280
+2,110
+34% +$251K
VIG icon
117
Vanguard Dividend Appreciation ETF
VIG
$114B
$838K 0.22%
11,367
+1,603
+16% +$124K
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$126B
$823K 0.21%
30,145
-72,925
-71% -$2.12M
JNK icon
119
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$823K 0.21%
7,700
-30,586
-80% -$3.42M
MINT icon
120
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$803K 0.21%
7,975
+2,907
+57% +$294K
IGSB icon
121
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$790K 0.21%
15,044
-28
-0.2% -$1.47K
IYW icon
122
iShares US Technology ETF
IYW
$25B
$786K 0.2%
31,824
-1,900
-6% -$49.1K
PEP icon
123
PepsiCo
PEP
$190B
$784K 0.2%
8,324
+2,590
+45% +$246K
VOT icon
124
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$769K 0.2%
7,910
+3,015
+62% +$315K
PSX icon
125
Phillips 66
PSX
$81.4B
$755K 0.2%
9,831
-400
-4% -$31.8K
3 4
5
6 7

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CC
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VCM
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ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.