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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEP icon
101
Icahn Enterprises
IEP
$5.39B
$608K 0.26%
5,921
+2,721
+85% +$300K
GLD icon
102
SPDR Gold Trust
GLD
$141B
$603K 0.26%
4,875
+1,438
+42% +$179K
JXI icon
103
iShares Global Utilities ETF
JXI
$311M
$601K 0.25%
12,514
-721
-5% -$32.7K
CINF icon
104
Cincinnati Financial
CINF
$27.3B
$594K 0.25%
12,200
+300
+3% +$14.5K
STLD icon
105
Steel Dynamics
STLD
$37.1B
$594K 0.25%
+33,394
New +$585K
VTI icon
106
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$591K 0.25%
6,062
+1,645
+37% +$158K
IJH icon
107
iShares Core S&P Mid-Cap ETF
IJH
$126B
$590K 0.25%
21,445
+4,865
+29% +$131K
FDL icon
108
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$588K 0.25%
26,121
+25,794
+7,888% +$563K
KMP
109
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$557K 0.24%
7,536
+437
+6% +$33.9K
CAT icon
110
Caterpillar
CAT
$388B
$555K 0.24%
5,581
+797
+17% +$75.2K
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$552K 0.23%
2,202
+1,307
+146% +$320K
O icon
112
Realty Income
O
$59.4B
$548K 0.23%
13,842
-629
-4% -$25K
IWD icon
113
iShares Russell 1000 Value ETF
IWD
$83.6B
$545K 0.23%
5,652
+944
+20% +$88.4K
IEFA icon
114
iShares Core MSCI EAFE ETF
IEFA
$196B
$530K 0.22%
8,676
+541
+7% +$32.4K
IEI icon
115
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$527K 0.22%
4,366
+1,007
+30% +$122K
EMR icon
116
Emerson Electric
EMR
$88.6B
$521K 0.22%
7,800
-498
-6% -$32.8K
BAC icon
117
Bank of America
BAC
$440B
$517K 0.22%
30,066
+20,262
+207% +$341K
TDIV icon
118
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
$494K 0.21%
+19,652
New +$478K
AFL icon
119
Aflac
AFL
$63B
$477K 0.2%
15,122
+1,208
+9% +$38.4K
FBT icon
120
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$473K 0.2%
+6,170
New +$481K
PBP icon
121
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$472K 0.2%
22,386
-5,556
-20% -$116K
ADP icon
122
Automatic Data Processing
ADP
$108B
$471K 0.2%
6,948
+342
+5% +$23.3K
IVW icon
123
iShares S&P 500 Growth ETF
IVW
$77.6B
$464K 0.2%
18,572
-16,924
-48% -$418K
PEP icon
124
PepsiCo
PEP
$189B
$464K 0.2%
5,556
+1,000
+22% +$81.2K
VCSH icon
125
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$463K 0.2%
5,790
+1,907
+49% +$153K
3 4
5
6 7

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.