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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$181M
AUM Growth
–
Cap. Flow
+$184M
Cap. Flow %
101.44%
Top 10 Hldgs %
20.46%
Holding
924
New
921
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.72M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.47M
3
DDM icon
ProShares Ultra Dow30
DDM
+$4.39M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.07M
5
UWM icon
ProShares Ultra Russell2000
UWM
+$4.01M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.45%
2 Consumer Staples 4.47%
3 Energy 4.38%
4 Financials 4.12%
5 Technology 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
101
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$597K 0.33%
+28,954
New +$611K
GLD icon
102
SPDR Gold Trust
GLD
$132B
$572K 0.32%
+4,799
New +$657K
TIP icon
103
iShares TIPS Bond ETF
TIP
$14.5B
$565K 0.31%
+5,045
New +$597K
EFG icon
104
iShares MSCI EAFE Growth ETF
EFG
$17B
$555K 0.31%
+8,883
New +$574K
MSFT icon
105
Microsoft
MSFT
$3.66T
$547K 0.3%
+15,830
New +$519K
TCF
106
DELISTED
TCF Financial Corporation Common Stock
TCF
$542K 0.3%
+20,872
New +$531K
KO icon
107
Coca-Cola
KO
$372B
$521K 0.29%
+12,898
New +$534K
SCZ icon
108
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$485K 0.27%
+11,440
New +$506K
CAT icon
109
Caterpillar
CAT
$404B
$484K 0.27%
+5,863
New +$499K
QQQ icon
110
Invesco QQQ Trust
QQQ
$485B
$453K 0.25%
+6,334
New +$452K
MDY icon
111
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$446K 0.25%
+2,115
New +$447K
SDY icon
112
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$429K 0.24%
+6,430
New +$433K
BND icon
113
Vanguard Total Bond Market
BND
$158B
$422K 0.23%
+5,217
New +$433K
ADP icon
114
Automatic Data Processing
ADP
$108B
$413K 0.23%
+6,787
New +$405K
GOVI icon
115
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$407K 0.22%
+13,296
New +$426K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$77.3B
$406K 0.22%
+19,232
New +$408K
DUK icon
117
Duke Energy
DUK
$96.9B
$404K 0.22%
+5,978
New +$423K
IEP icon
118
Icahn Enterprises
IEP
$5.19B
$386K 0.21%
+5,300
New +$390K
HR icon
119
Healthcare Realty
HR
$7.02B
$381K 0.21%
+16,745
New +$403K
AFL icon
120
Aflac
AFL
$63.7B
$370K 0.2%
+12,744
New +$346K
DOC icon
121
Healthpeak Properties
DOC
$14.9B
$364K 0.2%
+8,784
New +$401K
SO icon
122
Southern Company
SO
$107B
$357K 0.2%
+8,084
New +$372K
MMM icon
123
3M
MMM
$93.6B
$327K 0.18%
+3,576
New +$325K
MAIN icon
124
Main Street Capital
MAIN
$5.31B
$318K 0.18%
+11,473
New +$337K
BAC icon
125
Bank of America
BAC
$440B
$316K 0.17%
+24,545
New +$313K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Regal Investment Advisors, which disclosed 924 positions worth $181M. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Russell 2000 ETF: 49,403 shares worth $4.79M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.5% of assets, followed by Consumer Staples and Energy.

  • Regal Investment Advisors's largest Q2 2013 buy was iShares Russell 2000 ETF: 49,403 shares worth $4.79M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $181M portfolio in Q2 2013.
  • Regal Investment Advisors disclosed 924 positions in Q2 2013, its first 13F filing on record.

Based on Regal Investment Advisors's 13F filing for Q2 2013, filed 19 Aug 2013.